DFX Intelligence

Data Factory

RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

THETFORD INVESTMENT MANAGEMENT, INC.

CRD 113426

RICHMOND, VA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:63ff0317-b1f7-e935-49ad-9704e267cf3b

Data as of Aug 9, 2019 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:31 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Mar 30, 2012 to Aug 9, 2019
11 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $76.9MItem 5.F on the latest filing (2019-08-09); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $75.4M
Private client RAUM: $67.7MderivedItem 5.D individuals plus high net worth individuals
Private client share: 88%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 1
RAUM per advisor: $76.9Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 2
Advisory employees: 1
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 90
Individual clients: 35
High net worth clients: 21
Custody, client assets: $11.9M
SEC number: 801-28429
CRD: 113426
Filings on the tape: 11
First filed: Mar 30, 2012
Latest filed: Aug 9, 2019
Organised: Corporation, Virginia

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
JOHN SIGURD NIELSEN	Chartered Financial Analyst	Midlothian, VA	7	40	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BLAYLOCK, MICHAEL, BRADLEY	Shareholder	D	yes	09/1986	Mar 30, 2012	Aug 9, 2019
BLAYLOCK, MICHAEL, BRADLEY	DIRECTOR, VP (PASSIVE OWNER)	Na	yes	09/1986	Mar 30, 2012	Aug 9, 2019
NIELSEN, JOHN, SIGURD	DIRECTOR, PRESIDENT, CHIEF COMPLIANCE OFFICER	Na	yes	09/1986	Mar 30, 2012	Aug 9, 2019
THETFORD FINANCIAL SERVICES, INC.	PARENT CORPORATION	E	yes	09/1986	Mar 30, 2012	Aug 9, 2019

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2019	Apr 30, 2019	$76.9M	$75.4M	2	1	0	n/a	n/a
2018	Apr 27, 2018	$92.0M	$90.3M	3	2	0	n/a	n/a
2017	Apr 29, 2017	$97.1M	$95.2M	1	1	n/a	n/a	n/a
2016	Apr 26, 2016	$101M	$98.7M	2	2	n/a	n/a	n/a
2015	Apr 29, 2015	$102M	$99.9M	2	2	n/a	n/a	n/a
2014	Apr 29, 2014	$98.8M	$96.4M	2	2	n/a	n/a	n/a
2013	Apr 29, 2013	$98.9M	$96.5M	2	2	n/a	n/a	n/a
2012	Apr 30, 2012	$94.6M	$83.1M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2019	$76.9M	$92.0M	-16.5%	$101M	-8.6%	2	3	0	0

Relationships

Controls (3)

← BLAYLOCK, MICHAEL, BRADLEYOwnerSHAREHOLDER, ownership code D, individual
Mar 30, 2012 to presentfactForm ADV
← NIELSEN, JOHN, SIGURDOwnerDIRECTOR, PRESIDENT, CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← THETFORD FINANCIAL SERVICES, INC.OwnerPARENT CORPORATION, ownership code E, domestic entity
Mar 30, 2012 to presentfactForm ADV

Registered with (1)

← JOHN SIGURD NIELSENAdvisorregistration: current employment
Jul 11, 2019 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:63ff0317-b1f7-e935-49ad-9704e267cf3b
First observed: Mar 30, 2012
Last observed: Aug 9, 2019 86 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

THETFORD INVESTMENT MANAGEMENT, INC.

CRD 113426

RICHMOND, VA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:63ff0317-b1f7-e935-49ad-9704e267cf3b

Data as of Aug 9, 2019 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:31 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

JOHN SIGURD NIELSEN

Chartered Financial Analyst

Midlothian, VA

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BLAYLOCK, MICHAEL, BRADLEY

Shareholder

yes

09/1986

Mar 30, 2012

Aug 9, 2019

BLAYLOCK, MICHAEL, BRADLEY

DIRECTOR, VP (PASSIVE OWNER)

yes

09/1986

Mar 30, 2012

Aug 9, 2019

NIELSEN, JOHN, SIGURD

DIRECTOR, PRESIDENT, CHIEF COMPLIANCE OFFICER

yes

09/1986

Mar 30, 2012

Aug 9, 2019

THETFORD FINANCIAL SERVICES, INC.

PARENT CORPORATION

yes

09/1986

Mar 30, 2012

Aug 9, 2019

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2019

Apr 30, 2019

$76.9M

$75.4M

n/a

2018

Apr 27, 2018

$92.0M

$90.3M

n/a

2017

Apr 29, 2017

$97.1M

$95.2M

n/a

2016

Apr 26, 2016

$101M

$98.7M

n/a

2015

Apr 29, 2015

$102M

$99.9M

n/a

2014

Apr 29, 2014

$98.8M

$96.4M

n/a

2013

Apr 29, 2013

$98.9M

$96.5M

n/a

2012

Apr 30, 2012

$94.6M

$83.1M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2019

$76.9M

$92.0M

-16.5%

$101M

-8.6%