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Advisor at COMPASS WEALTH ADVISORS
PETALUMA, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| COMPASS WEALTH ADVISORS | State registered | Jan 2, 2013 | n/a | yes | PETALUMA, CA | Current employment |
| NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | Former SEC adviser | Aug 24, 2010 | Jan 16, 2013 | no | PETALUMA, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | COMPASS WEALTH ADVISORS | Jan 16, 2013 | Jan 2, 2013 | -14 | Firm change | Other |