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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

PIERCE BARBER

Advisor at STRATEGIC ADVISERS LLC

LOUISVILLE, KY

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Search this name across graphsid dfx:ria:640a9312-93b5-9990-84c5-044a486e4986

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:25 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Dec 20, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STRATEGIC ADVISERS LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Dec 17, 2019
First registration: Dec 20, 2019
Dual registered: yes, broker-dealer
Other names: Pierce Barber|Pierce Sullivan Barber
IAPD individual key: 7035083

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STRATEGIC ADVISERS LLC	National bd RIA	Mar 31, 2025	n/a	yes	LOUISVILLE, KY\|LOUISVILLE, KY	Current employment
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Jul 14, 2023	Mar 31, 2025	no	LOUISVILLE, KY	Previous registration
PNC WEALTH MANAGEMENT	Bd affiliated wealth	Sep 24, 2021	May 30, 2023	no	LOUISVILLE, KY\|LOUISVILLE, KY	Previous registration
RAYMOND JAMES & ASSOCIATES, INC.	National bd RIA	Dec 20, 2019	Sep 22, 2021	no	LOUISVILLE, KY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIDELITY PERSONAL AND WORKPLACE ADVISORS	STRATEGIC ADVISERS LLC	Mar 31, 2025	Mar 31, 2025	0	Bulk transfer	Ibd to ibd
PNC WEALTH MANAGEMENT	FIDELITY PERSONAL AND WORKPLACE ADVISORS	May 30, 2023	Jul 14, 2023	45	Firm change	Ibd to ibd
RAYMOND JAMES & ASSOCIATES, INC.	PNC WEALTH MANAGEMENT	Sep 22, 2021	Sep 24, 2021	2	Firm change	Ibd to ibd

Relationships

Registered with (4)

→ STRATEGIC ADVISERS LLCRegistered adviserregistration: current employment
Mar 31, 2025 to presentfactForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Jul 14, 2023 to Mar 31, 2025factForm ADV
→ PNC WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Sep 24, 2021 to May 30, 2023factForm ADV
→ RAYMOND JAMES & ASSOCIATES, INC.Registered adviserregistration: previous registration
Dec 20, 2019 to Sep 22, 2021factForm ADV

Dated events

Occurred
May 30, 2023
Advisor changed firm
Pierce Barber left Pnc Wealth Management for Fidelity Personal And Workplace Advisors (registered 2023-07-14)
Form ADVobserved 6 days ago