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Advisor at WEDBUSH SECURITIES INC.
TIBURON, CA | Pasadena, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WEDBUSH SECURITIES INC. | Bd affiliated wealth | Aug 16, 2021 | n/a | yes | Pasadena, CA|TIBURON, CA | Current employment |
| WESTERN INTERNATIONAL SECURITIES | Former SEC adviser | Jan 2, 2015 | Dec 31, 2021 | no | Santa Rosa, CA|Sausalito, CA | Previous registration |
| GBS ADVISORS | Former SEC adviser | Feb 14, 2014 | Dec 31, 2014 | no | SAUSALITO, CA|SANTA ROSA, CA | Previous registration |
| GBS ADVISORS | Former SEC adviser | Dec 23, 2013 | Dec 31, 2013 | no | SAUSALITO, CA|SANTA ROSA, CA | Previous registration |
| GBS ADVISORS | Former SEC adviser | Jan 2, 2004 | Dec 13, 2013 | no | SANTA ROSA, CA|SAUSALITO, CA|SAUSALITO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WESTERN INTERNATIONAL SECURITIES | WEDBUSH SECURITIES INC. | Dec 31, 2021 | Aug 16, 2021 | -137 | Firm change after gap | Ibd to ibd |
| GBS ADVISORS | WESTERN INTERNATIONAL SECURITIES | Dec 31, 2014 | Jan 2, 2015 | 2 | Firm change | Other |