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Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
HUNTSVILLE, AL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Jan 2, 2009 | n/a | yes | HUNTSVILLE, AL | Current employment |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Feb 21, 2006 | Feb 26, 2007 | no | HUNTSVILLE, AL|NEW YORK, NY|HUNTSVILLE, AL | Previous registration |
| LEGG MASON WOOD WALKER, INCORPORATED | n/a | Feb 15, 2002 | Feb 21, 2006 | no | HUNTSVILLE, AL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CITIGROUP GLOBAL MARKETS INC. | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Feb 26, 2007 | Jan 2, 2009 | 676 | Firm change after gap | Other |
| LEGG MASON WOOD WALKER, INCORPORATED | CITIGROUP GLOBAL MARKETS INC. | Feb 21, 2006 | Feb 21, 2006 | 0 | Bulk transfer | Other |