R•• L• C•••••••

Advisor at F••••••••• W••••• A•••••••• L••

KINGSPORT, TN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:64224a95-6bc2-7848-7dc9-e3610a4b8ec4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:24 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Feb 26, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F••••••••• W••••• A•••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Aug 24, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F••••••••• W••••• A•••••••• L••	State registered	Apr 14, 2014	n/a	yes	KINGSPORT, TN	Current employment
N••• F•••••••• G••••• I•••	Former SEC adviser	Feb 26, 2008	Feb 27, 2013	no	GUILFORD, CT\|GULIFORD, CT

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N••• F•••••••• G••••• I•••	F••••••••• W••••• A•••••••• L••	Feb 27, 2013	Apr 14, 2014	411	Firm change after gap	Other

Relationships

Registered with (2)

→ F••••••••• W••••• A•••••••• L••Registered adviserregistration: current employment
Apr 14, 2014 to presentfactForm ADV
→ N••• F•••••••• G••••• I•••Registered adviserregistration: previous registration
Feb 26, 2008 to Feb 27, 2013factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:64224a95-6bc2-7848-7dc9-e3610a4b8ec4
First observed: Feb 26, 2008
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.