DFX Intelligence

A•••••••• C••••• N•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor11 years in industry

A•••••••• C••••• N•••••

Advisor at C•••• I••••••••• M••••••••• L••

HOUSTON, TX | Austin, TX

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Search this name across graphsid dfx:ria:6425b7a9-c1f9-3af7-e9ac-fd367e9ed660

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:42 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Sep 20, 2022 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••• I••••••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••• I••••••••• M••••••••• L••	Independent wealth	Feb 19, 2026	n/a	yes	Austin, TX\|HOUSTON, TX	Current employment
F•••••• F•••••••• A•••••••• L••	Bd affiliated wealth	Sep 20, 2022	Feb 10, 2026	no	Jacksonville, FL\|TAMPA, FL\|Jacksonville, FL\|Austin, TX\|Austin, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•••••• F•••••••• A•••••••• L••	C•••• I••••••••• M••••••••• L••	Feb 10, 2026	Feb 19, 2026	9	Firm change	Ibd to RIA

Relationships

Registered with (2)

→ C•••• I••••••••• M••••••••• L••Registered adviserregistration: current employment
Feb 19, 2026 to presentfactForm ADV
→ F•••••• F•••••••• A•••••••• L••Registered adviserregistration: previous registration
Sep 20, 2022 to Feb 10, 2026factForm ADV

Dated events

Occurred
Feb 10, 2026
Advisor changed firm
A•••••••• C••••• N••••• left F•••••• F•••••••• A•••••••• L•• for C•••• I••••••••• M••••••••• L•• (registered 2026-02-19)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6425b7a9-c1f9-3af7-e9ac-fd367e9ed660
First observed: Sep 20, 2022
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.