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Advisor at CETERA INVESTMENT ADVISERS LLC
LATHAM, NY | GLENS FALLS, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Mar 31, 2021 | n/a | yes | LATHAM, NY|GLENS FALLS, NY | Current employment |
| FORESTERS ADVISORY SERVICES, LLC | Former SEC adviser | Aug 14, 2013 | Jun 24, 2019 | no | ALBANY, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FORESTERS ADVISORY SERVICES, LLC | CETERA INVESTMENT ADVISERS LLC | Jun 24, 2019 | Mar 31, 2021 | 646 | Bulk transfer | Ibd to ibd |