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Reading the graph
Advisor at NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC
Princeton, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | No RAUM reported | Aug 27, 2026 | n/a | yes | Princeton, NJ | Current employment |
| MORGAN STANLEY | Wirehouse | Mar 1, 2019 | Mar 4, 2026 | no | SOUTH JORDAN, UT|SALT LAKE CITY, UT|PURCHASE, NY|San Francisco, CA|STUART, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | Mar 4, 2026 | Aug 27, 2026 | 176 | Firm change | Other |