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I•••••• C•••••• L••: private fund on the ria / wealth management graph | DFX Data Factory

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RIA / WealthPrivate fundother private fund3(c)(7)dropped

I•••••• C•••••• L••

advised by BARINGS LLC

Delaware, United States

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Search this name across graphsid dfx:ria:642bab04-8ba7-5283-47dc-72b1ec756f4a

Data as of Dec 19, 2014 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 1
Dated events: 0
On other graphs: 0
Observed: Mar 30, 2012 to Dec 19, 2014
11 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Adviser: BARINGS LLCCRD 106006
Fund type: CREDIT DERIVATIVE PRODUCT COMPANY
Latest reported GAV: $139Mgross asset value on Schedule D 7.B(1), as of 2014-12-19; never fund size
Peak reported GAV: $186M
Beneficial owners: 4
Minimum investment: $0
Owned by the adviser: 6000%
Owned by funds of funds: 800%
Owned by non-US persons: 100%

Reported gross asset value by filing

each Schedule D 7.B(1) row as filed; GAV is gross asset value, never fund size

Filed	GAV	Owners	Minimum	Adviser owns	Audited	Name as filed
Dec 19, 2014	$139M

Custodians

Schedule D 7.B(1) question 25, as filed

Custodian	Legal name	City	State	Country	Related person	SEC number
CITIBANK, N.A.	CITIBANK, N.A.	NEW YORK	New York	United States	no	n/a

Relationships

Advises (1)

← BARINGS LLCRegistered adviserOther Private Fund, IA, no longer reported
Mar 30, 2012 to Dec 19, 2014factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:642bab04-8ba7-5283-47dc-72b1ec756f4a
First observed: Mar 30, 2012
Last observed: Dec 19, 2014 143 months ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.