DFX Intelligence

Data Factory

R••••• J•••• M•••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

R••••• J•••• M•••••••

Advisor at L•• F•••••••• L••

LAKELAND, FL | PLANT CITY, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:643ad832-690c-aa21-9716-8a6d9356188c

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Dec 20, 2010 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Mar 14, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Dec 10, 2020	n/a	yes	LAKELAND, FL\|PLANT CITY, FL	Current employment
U•• F•••••••• S••••••• I•••	Wirehouse	Dec 10, 2018	Sep 10, 2019	no	TAMPA, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U•• F•••••••• S••••••• I•••	L•• F•••••••• L••	Sep 10, 2019	Dec 10, 2020	457	Firm change after gap	Wirehouse to ibd
R•••••• J•••• • A••••••••• I•••	U•• F•••••••• S••••••• I•••	Nov 30, 2018	Dec 10, 2018

Relationships

Registered with (4)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Dec 10, 2020 to presentfactForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Dec 10, 2018 to Sep 10, 2019factForm ADV
→ R•••••• J•••• • A••••••••• I•••Registered adviserregistration: previous registration
Nov 22, 2017 to Nov 30, 2018factForm ADV
→ M••••• S••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:643ad832-690c-aa21-9716-8a6d9356188c
First observed: Dec 20, 2010
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.