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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

DEGREEN CAPITAL MANAGEMENT, LLC

CRD 147074

PHOENIX, AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:643ea7cd-fe07-d64d-9a66-98fb67e6ab6a

Data as of May 21, 2021 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:34 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Oct 15, 2012 to May 21, 2021
51 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $292MItem 5.F on the latest filing (2021-05-21); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $292M
Private client RAUM: $291MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 4
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 276
Individual clients: 172
High net worth clients: 103
Custody, client assets: $109M
SEC number: 801-77276
CRD: 147074
Filings on the tape: 51
First filed: Oct 15, 2012
Latest filed: May 21, 2021
Organised: Limited Liability Company, Arizona

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
DEGREEN PARTERS LP	Hedge Fund	$5.6M	Feb 6, 2014	21	Oct 15, 2012	dropped	021-179821

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
DEGREEN, KEITH, PAUL	Active	F	yes	08/1993	Oct 15, 2012	May 21, 2021
DEGREEN, KEITH, PAUL	CEO, PRESIDENT & CCO	Na	yes	08/1993	Oct 15, 2012	May 21, 2021
THE KEITH DEGREEN SOLE AND SEPARATE PROPERTY TRUST, UTA 08/30/1993, AMENDED AND RESTATED 09/26/2006, KEITH P. DEGREEN AS TRUSTEE	Owner	E	yes	04/2008	Apr 11, 2018	May 21, 2021

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2020	Jan 25, 2021	$272M	$272M	4	2	0	n/a	n/a
2019	Mar 2, 2020	$218M	$216M	4	2	0	n/a	n/a
2018	Feb 20, 2019	$194M	$191M	4	2	0	n/a	n/a
2017	Mar 29, 2018	$223M	$223M	4	1	0	n/a	n/a
2016	Mar 7, 2017	$185M	$185M	4	1	n/a	n/a	n/a
2015	Mar 30, 2016	$136M	$136M	3	1	n/a	n/a	n/a
2014	Mar 13, 2015	$102M	$102M	3	1	n/a	n/a	n/a
2013	Feb 6, 2014	$132M	$132M	2	1	n/a	1	$5.6M
2012	Mar 18, 2013	$125M	$125M	3	1	n/a	1	$5.6M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2020	$292M	$218M	34.2%	$223M	9.3%	4	4	0	0

Relationships

Controls (2)

← DEGREEN, KEITH, PAULOwnerACTIVE, ownership code F, individual
Oct 15, 2012 to presentfactForm ADV
← THE KEITH DEGREEN SOLE AND SEPARATE PROPERTY TRUST, UTA 08/30/1993, AMENDED AND RESTATED 09/26/2006, KEITH P. DEGREEN AS TRUSTEEOwnerOWNER, ownership code E, domestic entity
Apr 11, 2018 to presentfactForm ADV

Registered with (1)

← Sam Howard DeGreenAdvisorregistration: previous registration
May 15, 2018 to Dec 10, 2021factForm ADV

Advises (1)

→ DEGREEN PARTERS LPPrivate fundHedge Fund, IA, no longer reported
Oct 15, 2012 to Feb 6, 2014factForm ADV

Dated events

Occurred
Oct 15, 2012
First Form ADV filing
Degreen Capital Management, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:643ea7cd-fe07-d64d-9a66-98fb67e6ab6a
First observed: Oct 15, 2012
Last observed: May 21, 2021 64 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

DEGREEN CAPITAL MANAGEMENT, LLC

CRD 147074

PHOENIX, AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:643ea7cd-fe07-d64d-9a66-98fb67e6ab6a

Data as of May 21, 2021 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:34 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

DEGREEN PARTERS LP

Hedge Fund

$5.6M

Feb 6, 2014

Oct 15, 2012

dropped

021-179821

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

DEGREEN, KEITH, PAUL

Active

yes

08/1993

Oct 15, 2012

May 21, 2021

DEGREEN, KEITH, PAUL

CEO, PRESIDENT & CCO

yes

08/1993

Oct 15, 2012

May 21, 2021

THE KEITH DEGREEN SOLE AND SEPARATE PROPERTY TRUST, UTA 08/30/1993, AMENDED AND RESTATED 09/26/2006, KEITH P. DEGREEN AS TRUSTEE

Owner

yes

04/2008

Apr 11, 2018

May 21, 2021

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2020

Jan 25, 2021

$272M

n/a

2019

Mar 2, 2020

$218M

$216M

n/a

2018

Feb 20, 2019

$194M

$191M

n/a

2017

Mar 29, 2018

$223M

n/a

2016

Mar 7, 2017

$185M

n/a

2015

Mar 30, 2016

$136M

n/a

2014

Mar 13, 2015

$102M

n/a

2013

Feb 6, 2014

$132M

n/a

$5.6M

2012

Mar 18, 2013

$125M

n/a

$5.6M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2020

$292M

$218M

34.2%

$223M

9.3%