DFX Intelligence

J••••••• A•• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor12 years in industry

J••••••• A•• S••••••

Advisor at W•••••• A•••••••• L••

BALTIMORE, MD | BIRMINGHAM, AL

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Search this name across graphsid dfx:ria:643f9d5c-f00f-ad49-b3ac-31eb1ce71ca0

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:37 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Aug 28, 2014 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 28, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••••• A•••••••• L••	Independent wealth	Mar 21, 2025	n/a	yes	BIRMINGHAM, AL\|BALTIMORE, MD	Current employment
G•• W••••• A•••••••	Former SEC adviser	Nov 25, 2015	Aug 5, 2025	no	BALTIMORE, MD	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G•• W••••• A•••••••	W•••••• A•••••••• L••	Aug 5, 2025	Mar 21, 2025	-137	Firm change after gap	RIA to RIA
1•• G••••• A••••••• I••	G•• W••••• A•••••••	Aug 31, 2015	Nov 25, 2015

Team moves

••• Locked

Team	Left	Joined	From	Kind
111509:115332:MD:2025-08-05	Aug 5, 2025	Mar 21, 2025	BALTIMORE, MD	Firm change after gap

Relationships

Registered with (3)

→ W•••••• A•••••••• L••Registered adviserregistration: current employment
Mar 21, 2025 to presentfactForm ADV
→ G•• W••••• A•••••••Registered adviserregistration: previous registration
Nov 25, 2015 to Aug 5, 2025factForm ADV
→ 1•• G••••• A••••••• I••Registered adviserregistration: previous registration
Aug 28, 2014 to Aug 31, 2015factForm ADV

Dated events

Occurred
Aug 5, 2025
Advisor changed firm
J••••••• A•• S•••••• left G•• W••••• A••••••• for W•••••• A•••••••• L•• (registered 2025-03-21)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:643f9d5c-f00f-ad49-b3ac-31eb1ce71ca0
First observed: Aug 28, 2014
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.