DFX Intelligence

B•••• J••••• R•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner21 years in industry

B•••• J••••• R•••••••

Advisor at W••• W••••• P•••••••• L••

PHOENIX, AZ

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Search this name across graphsid dfx:ria:6440b1b4-26aa-79ab-c472-ccc89505ed14

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:25 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Oct 19, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••• W••••• P•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 19, 2004earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••• W••••• P•••••••• L••	Independent wealth	Feb 4, 2021	n/a	yes	PHOENIX, AZ	Current employment
A••••• A•• P••••••• S•••••••	Bd affiliated wealth	Jul 31, 2013	Nov 13, 2020	no	TUCSON, AZ\|Phoenix, AZ\|TUCSON, AZ\|TUCSON, AZ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••• A•• P••••••• S•••••••	W••• W••••• P•••••••• L••	Nov 13, 2020	Feb 4, 2021	83	Firm change	Ibd to new firm
P••••• S••••• F•••••••••	A••••• A•• P••••••• S•••••••	Jul 19, 2010	Jul 31, 2013

Relationships

Registered with (5)

→ W••• W••••• P•••••••• L••Registered adviserregistration: current employment
Feb 4, 2021 to presentfactForm ADV
→ A••••• A•• P••••••• S•••••••Registered adviserregistration: previous registration
Jul 31, 2013 to Nov 13, 2020factForm ADV
→ P••••• S••••• F•••••••••Registered adviserregistration: previous registration
Jul 21, 2008 to Jul 19, 2010factForm ADV
→ C••••• A••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6440b1b4-26aa-79ab-c472-ccc89505ed14
First observed: Oct 19, 2004
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.