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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

THOMAS KENT GOWIN

Advisor at ROBERT W. BAIRD & CO. INCORPORATED

Indianapolis, IN | Martinsville, IN | BLOOMINGTON, IN

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Search this name across graphsid dfx:ria:644d7282-c1bb-b02d-b2ce-e0bb5037569d

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:11 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jul 1, 2009 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ROBERT W. BAIRD & CO. INCORPORATED
Current firm class: mixed wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 2, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 3
Exams: S65|S63
First exam: Aug 2, 2005
First registration: Jul 1, 2009
Dual registered: yes, broker-dealer
Other names: TK GOWIN
IAPD individual key: 4690260

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ROBERT W. BAIRD & CO. INCORPORATED	Mixed wealth	Oct 18, 2019	n/a	yes	BLOOMINGTON, IN\|Martinsville, IN\|Indianapolis, IN	Current employment
J.J.B. HILLIARD, W.L. LYONS, LLC	Former SEC adviser	Aug 5, 2013	Oct 18, 2019	no	MARTINSVILLE, IN	Previous registration
ONEAMERICA SECURITIES, INC.	Bd affiliated wealth	Jun 10, 2010	Aug 23, 2013	no	INDIANAPOLIS, IN	Previous registration
BEDEL FINANCIAL CONSULTING INC	Independent wealth	Jul 1, 2009	Mar 23, 2010	no	INDIANAPOLIS, IN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
J.J.B. HILLIARD, W.L. LYONS, LLC	ROBERT W. BAIRD & CO. INCORPORATED	Oct 18, 2019	Oct 18, 2019	0	Bulk transfer	RIA to RIA
ONEAMERICA SECURITIES, INC.	J.J.B. HILLIARD, W.L. LYONS, LLC	Aug 23, 2013	Aug 5, 2013	-18	Firm change	Other
BEDEL FINANCIAL CONSULTING INC	ONEAMERICA SECURITIES, INC.	Mar 23, 2010	Jun 10, 2010	79	Firm change	Other

Relationships

Registered with (4)

→ ROBERT W. BAIRD & CO. INCORPORATEDRegistered adviserregistration: current employment
Oct 18, 2019 to presentfactForm ADV
→ J.J.B. HILLIARD, W.L. LYONS, LLCRegistered adviserregistration: previous registration
Aug 5, 2013 to Oct 18, 2019factForm ADV
→ ONEAMERICA SECURITIES, INC.Registered adviserregistration: previous registration
Jun 10, 2010 to Aug 23, 2013factForm ADV
→ BEDEL FINANCIAL CONSULTING INCRegistered adviserregistration: previous registration
Jul 1, 2009 to Mar 23, 2010factForm ADV

Dated events

No dated event names this entity yet.