DFX Intelligence

J••• B•••••••• M•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner13 years in industry

J••• B•••••••• M•••••••

Advisor at B•••••• F•••••••• S•••••••• L••

ROCK HILL, SC

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Aug 5, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B•••••• F•••••••• S•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 28, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B•••••• F•••••••• S•••••••• L••	Independent wealth	Sep 7, 2022	n/a	yes	ROCK HILL, SC	Current employment
B••••••••• S•••••••• W•••••• L••	Former SEC adviser	Aug 3, 2022	Oct 19, 2022	no	CHARLOTTE, NC\|ST LOUIS, MO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B••••••••• S•••••••• W•••••• L••	B•••••• F•••••••• S•••••••• L••	Oct 19, 2022	Sep 7, 2022	-42	Firm change after gap	RIA to RIA
B•••••• F•••••••• S•••••••• L••	B••••••••• S•••••••• W•••••• L••	Jul 25, 2022	Aug 3, 2022

Relationships

Registered with (3)

→ B•••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Sep 26, 2014 to Jul 25, 2022factForm ADV
→ B••••••••• S•••••••• W•••••• L••Registered adviserregistration: previous registration
Aug 3, 2022 to Oct 19, 2022factForm ADV
→ C••••• A•••••• N••••••• L••Registered adviserregistration: previous registration
Aug 5, 2013 to Sep 8, 2014factForm ADV

Dated events

Order

Occurred
19 Oct 2022
Advisor changed firm
••• Locked
Form ADV
Occurred
25 Jul 2022
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Aug 5, 2013
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.