DFX Intelligence

R••••• S•••• P•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultantdual registered (broker-dealer)41 years in industry

R••••• S•••• P•••••••

Advisor at C••••••••• W••••• A•••••••

BROOKLYN, NY

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Search this name across graphsid dfx:ria:644ebf8c-fd27-a844-a63b-b8fc5d400b93

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:02 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Oct 5, 1994 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••••• W••••• A•••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jan 7, 1985earliest registration or exam on IAPD
Years in industry: 41derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••••• W••••• A•••••••	State registered	Aug 31, 2021	n/a	yes	BROOKLYN, NY	Current employment
N••••• • L•••• S••••••••• I•••	n/a	Oct 5, 1994	Jan 28, 2003	no	BROOKLYN, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N••••• • L•••• S••••••••• I•••	C••••••••• W••••• A•••••••	Jan 28, 2003	Aug 31, 2021	6,790	Firm change after gap	Other

Relationships

Registered with (2)

→ C••••••••• W••••• A•••••••Registered adviserregistration: current employment
Aug 31, 2021 to presentfactForm ADV
→ N••••• • L•••• S••••••••• I•••Registered adviserregistration: previous registration
Oct 5, 1994 to Jan 28, 2003factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:644ebf8c-fd27-a844-a63b-b8fc5d400b93
First observed: Oct 5, 1994
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.