DFX Intelligence
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Reading the graph
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Advisor at P•••• C•••••• F••••••••
OVERLAND PARK, KS | Franklin, TN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| P•••• C•••••• F•••••••• | Mixed wealth | Jul 27, 2017 | n/a | yes | OVERLAND PARK, KS|Franklin, TN | Current employment |
| L••••• F•••••••• I•• | Former SEC adviser | May 16, 2016 | Oct 13, 2017 | no | Brentwood, TN|OVERLAND PARK, KS |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| L••••• F•••••••• I•• | P•••• C•••••• F•••••••• | Oct 13, 2017 | Jul 27, 2017 | -78 | Bulk transfer | Other |
| I•••••••• C•••••• A••••••• | L••••• F•••••••• I•• | May 23, 2016 | May 16, 2016 |
| I•••••••• C•••••• A••••••• | Former SEC adviser | Jan 24, 2012 | May 23, 2016 | no | LYNNFIELD, MA|BRENTWOOD, TN|LYNNFIELD, MA | Previous registration |
| L•• F•••••••• L•• | Bd affiliated wealth | Aug 12, 2005 | Feb 6, 2012 | no | NASHVILLE, TN|NASHVILLE, TN|BRENTWOOD, TN|FRANKLIN, TN | Previous registration |
| F•••• H•••••• A•••••••• I•• | Former SEC adviser | Mar 11, 2004 | Jun 10, 2005 | no | NASHVILLE, TN | Previous registration |
| -7 |
| Firm change |
| Other |
| L•• F•••••••• L•• | I•••••••• C•••••• A••••••• | Feb 6, 2012 | Jan 24, 2012 | -13 | Firm change | Other |
| F•••• H•••••• A•••••••• I•• | L•• F•••••••• L•• | Jun 10, 2005 | Aug 12, 2005 | 63 | Firm change | Other |