This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

ALLWORTH FINANCIAL, L.P.

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Sep 30, 1994earliest registration or exam on IAPD

Years in industry

31derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

2

Exams

S65|S63

First exam

Sep 30, 1994

First registration

Nov 24, 2020

Dual registered

yes, broker-dealer

Other names

NICOLE AMY NELSON|NICOLE AMY MUSHIN|NICOLE AMY MUSHIN

IAPD individual key

2522959

• Occurred

  Jul 16, 2026
  Advisor changed firm

  Nicole Amy Nelson left Rbc Capital Markets, Llc for Allworth Financial, L.P. (registered 2026-07-24)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:6459996f-a17c-b3cf-fee2-735051f43719

First observed

Nov 24, 2020

Last observed

Sep 15, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.