DFX Intelligence

G••••••• W••••• A•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

G••••••• W••••• A•••••••• L••

CRD 167832

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6460172a-b3a1-5237-ba06-a6e408d841ee

Data as of Mar 29, 2021 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:25 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 5
On other graphs: 0
Observed: Jan 14, 2014 to Mar 29, 2021
20 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $759,983••• Locked
Discretionary RAUM: $759,983
Private client RAUM: $759,983derived••• Locked
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 2

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C•••••• H••••••• I•••	Shareholder	F	yes	05/2020	Jun 29, 2020	Mar 29, 2021
C•••••• S•••••••• I•••	Shareholder	E	yes	06/2020	Jun 29, 2020	Mar 29, 2021

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
G••••• A••••••••• I•••	n/a	Independent wealth	$7.3M	N	no	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2020

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2020	$759,983	$605,000	25.6%	$500,000	15.0%	2	2	0	0

Relationships

Affiliated with (1)

→ G••••• A•••••••••Registered adviserother investment adviser
factForm ADV

Controls (5)

← G•••••• N•••• D••••OwnerSHAREHOLDER/CEO, ownership code C, individual
Jan 14, 2014 to presentfactForm ADV
← S••••• K•••••OwnerSHAREHOLDER, ownership code C, individual
Jun 29, 2020 to presentfactForm ADV
← G••••••• C••••OwnerSHAREHOLDER, ownership code D, individual

Dated events

Occurred
Feb 11, 2022
Advisor departed, no destination yet
Jimmy Talbot no longer registered at G••••••• W••••• A•••••••• L••; no later IA registration on IAPD
Form ADVobserved 7 days ago
Occurred
Jun 29, 2020
Control person joined
C•••• G•••••• (Shareholder) appeared on Schedule A of G••••••• W••••• A•••••••• L••
Form ADVobserved 7 days ago
Occurred
Jun 29, 2020
Control person joined
K••••• S•••• (Shareholder) appeared on Schedule A of G••••••• W••••• A•••••••• L••
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6460172a-b3a1-5237-ba06-a6e408d841ee
First observed: Jan 14, 2014
Last observed: Mar 29, 2021 66 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.