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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

WNY ASSET MANAGEMENT, LLC

CRD 153872

WILLIAMSVILLE, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:64652a5d-7435-7dd7-4147-91ad22698c10

Data as of Mar 19, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 42
Dated events: 12
On other graphs: 0
Observed: Nov 21, 2011 to Mar 19, 2026
77 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.98 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=20.0
Regulatory AUM: $1.7BItem 5.F on the latest filing (2026-03-19); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.7B
Private client RAUM: $1.7BderivedItem 5.D individuals plus high net worth individuals
Private client share: 98%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 29
RAUM per advisor: $59.6Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 35
Advisory employees: 18
Offices: 2Schedule D 1.F, beyond the principal office
Accounts: 3,256
Individual clients: 2,851
High net worth clients: 383
Custody, client assets: $49.8M
SEC number: 801-71632
CRD: 153872
Filings on the tape: 77
First filed: Nov 21, 2011
Latest filed: Mar 19, 2026
Organised: Limited Liability Company, NY
Website: cpafinancialnetwork.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first; showing 25 of 29

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
ROBERT A. CASTIGLIONE	Certified Financial Planner	WILLIAMSVILLE, NY	15	28	n/a	yes
RONALD MARC LOJACONO	Certified Financial Planner	WILLIAMSVILLE, NY	10	35	n/a	yes
DEBRA ANN BROWN	Certified Financial Planner	WILLIAMSVILLE, NY	10	12	n/a	yes
EUGENE PAUL O'CONNOR	Certified Financial Planner	WILLIAMSVILLE, NY	9	34	1	yes
JOHN ANTHONY PIERONI	Certified Financial Planner	WILLIAMSVILLE, NY	6	28	n/a	yes
JOHN MATTHEW LUNGHINO	n/a	WILLIAMSVILLE, NY \| Amherst, NY	6	41	3	yes
DAVID D JAROSZ	n/a	WILLIAMSVILLE, NY \| Fort Myers, FL	6	31	1	yes
ROBERT ELWOOD KLOSS	Certified Financial Planner	Orchard Park, NY \| WILLIAMSVILLE, NY	5	37	1	yes
Paige Taylor Lunghino	n/a	WILLIAMSVILLE, NY \| Amherst, NY	5	14	2	yes
Laureen Syta	Certified Financial Planner	WILLIAMSVILLE, NY	5	23	n/a	yes
Judy Marie Sescil	Certified Financial Planner	WILLIAMSVILLE, NY	5	15	n/a	no
STEVEN SANDERS	n/a	WILLIAMSVILLE, NY	4	26	n/a	no
MICHAEL GLOWNY	n/a	WILLIAMSVILLE, NY	4	29	n/a	no
LEONARD JOHN ZABLONSKI	n/a	WILLIAMSVILLE, NY	4	34	n/a	no
STEPHEN RICHARD CZECHOWSKI	n/a	WILLIAMSVILLE, NY	4	43	n/a	no
RONALD ROBERT KOTAS	n/a	WILLIAMSVILLE, NY	4	46	n/a	yes
Daniel Gartland	n/a	WILLIAMSVILLE, NY	4	16	n/a	yes
William D. Mistretta	n/a	WILLIAMSVILLE, NY	4	10	n/a	yes
ZACHARY D SHROYER	n/a	WILLIAMSVILLE, NY	4	11	n/a	yes
KEVIN MICHAEL MOHR	n/a	Orchard Park, NY \| WILLIAMSVILLE, NY	3	15	1	yes
JONATHAN LEO PETRIE	Certified Financial Planner	WILLIAMSVILLE, NY \| Orchard Park, NY	3	11	1	yes
JOSEPH CARL MINEO	n/a	WILLIAMSVILLE, NY	3	40	n/a	no
RAYMOND ANDREW CARTER	Certified Financial Planner\|Chartered Financial Consultant	WILLIAMSVILLE, NY	3	41	1	yes
NICHOLAS M SCIBILIA	n/a	WILLIAMSVILLE, NY	2	19	n/a	yes
DIANE MARY KAZAK	n/a	WILLIAMSVILLE, NY	2	41	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CASTIGLIONE, ROBERT, A.	Member	C	yes	05/2010	Mar 19, 2026	Mar 19, 2026
LOJACONO, RONALD, MARC	Member	B	yes	05/2011	Mar 19, 2026	Mar 19, 2026
PIERONI, JOHN, ANTHONY	MANAGING MEMBER	D	yes	05/2010	Mar 19, 2026	Mar 19, 2026
SHROYER, ZACHARY, D	CHIEF COMPLIANCE OFFICER/ CHIEF FINANCIAL OFFICER OFFICER	Na	yes	03/2022	Mar 19, 2026	Mar 19, 2026
SCIBILIA, NICHOLAS, M	CHIEF OPERATIONS OFFICER / CHIEF INVESTMENT OFFICER	Na	yes	03/2024	Mar 25, 2024	May 20, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
ORCHARD PARK	NY	United States	5	yes
Amherst	NY	United States	2	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 15 of 16

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 19, 2026	$1.7B	$1.7B	35	18	2	n/a	n/a
2024	Mar 19, 2025	$1.5B	$1.5B	39	18	2	n/a	n/a
2023	Mar 25, 2024	$1.3B	$1.3B	38	16	2	n/a	n/a
2022	Mar 27, 2023	$1.1B	$1.1B	31	17	2	n/a	n/a
2021	Mar 21, 2022	$1.2B	$1.2B	30	14	2	n/a	n/a
2020	Mar 22, 2021	$948M	$948M	26	10	2	n/a	n/a
2019	Mar 16, 2020	$818M	$818M	18	10	1	n/a	n/a
2018	Feb 20, 2019	$674M	$674M	18	10	1	n/a	n/a
2017	Mar 20, 2018	$404M	$404M	23	9	0	n/a	n/a
2016	Jan 30, 2017	$357M	$357M	20	10	n/a	n/a	n/a
2015	Mar 29, 2016	$340M	$340M	20	10	n/a	n/a	n/a
2014	Mar 5, 2015	$352M	$352M	18	8	n/a	n/a	n/a
2013	Feb 26, 2014	$325M	$325M	17	9	n/a	n/a	n/a
2012	Mar 15, 2013	$275M	$275M	15	7	n/a	n/a	n/a
2011	Mar 27, 2012	$219M	$219M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	3	4

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.7B	$1.5B	19.2%	$1.1B	16.1%	35	39	2	2

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
CADARET GRANT & CO INC	5	Jul 10, 2025	Jun 20, 2025	ORCHARD PARK, NY	Team lift out	Ibd to RIA	1.3%
CADARET GRANT & CO INC	2	Mar 25, 2024	Apr 8, 2024	WILLIAMSVILLE, NY	Team lift out	Ibd to RIA	0.5%
CADARET GRANT & CO INC	2	Dec 31, 2022	Feb 4, 2022	WILLIAMSVILLE, NY	Team lift out	Ibd to RIA	0.5%

Relationships

Registered with (34)

← Colden J. RepkaAdvisorregistration: current employment
May 29, 2026 to presentfactForm ADV
← Kimberly Evelyn KowalskiAdvisorregistration: current employment
Jun 20, 2025 to presentfactForm ADV
← Anthony Gene VeceraAdvisorregistration: current employment
Mar 5, 2025 to presentfactForm ADV
← Patrick Jerome CollinsAdvisorregistration: current employment
Jan 28, 2025 to presentfactForm ADV
← DIANE MARY KAZAKAdvisorregistration: current employment
Jul 3, 2024 to presentfactForm ADV
← NICHOLAS M SCIBILIAAdvisorregistration: current employment
Mar 15, 2024 to presentfactForm ADV
← RAYMOND ANDREW CARTERAdvisorregistration: current employment
Jun 30, 2023 to presentfactForm ADV
← JOSEPH CARL MINEOAdvisorregistration: current employment
Dec 16, 2022 to presentfactForm ADV
← JONATHAN LEO PETRIEAdvisorregistration: current employment
Dec 14, 2022 to presentfactForm ADV
← KEVIN MICHAEL MOHRAdvisorregistration: current employment
Dec 1, 2022 to presentfactForm ADV
← ZACHARY D SHROYERAdvisorregistration: current employment
Aug 15, 2022 to presentfactForm ADV
← William D. MistrettaAdvisorregistration: current employment
Mar 16, 2022 to presentfactForm ADV
← Daniel GartlandAdvisorregistration: current employment
Feb 4, 2022 to presentfactForm ADV
← STEPHEN RICHARD CZECHOWSKIAdvisorregistration: current employment
Dec 2, 2021 to presentfactForm ADV
← RONALD ROBERT KOTASAdvisorregistration: current employment
Dec 2, 2021 to presentfactForm ADV
← MICHAEL GLOWNYAdvisorregistration: current employment
Nov 30, 2021 to presentfactForm ADV
← LEONARD JOHN ZABLONSKIAdvisorregistration: current employment
Nov 30, 2021 to presentfactForm ADV
← STEVEN SANDERSAdvisorregistration: current employment
Nov 16, 2021 to presentfactForm ADV
← Judy Marie SescilAdvisorregistration: current employment
Aug 25, 2021 to presentfactForm ADV
← Laureen SytaAdvisorregistration: current employment
May 26, 2021 to presentfactForm ADV
← Paige Taylor LunghinoAdvisorregistration: current employment
Jan 28, 2021 to presentfactForm ADV
← ROBERT ELWOOD KLOSSAdvisorregistration: current employment
Dec 18, 2020 to presentfactForm ADV
← DAVID D JAROSZAdvisorregistration: current employment
Aug 4, 2020 to presentfactForm ADV
← JOHN MATTHEW LUNGHINOAdvisorregistration: current employment
Jul 16, 2020 to presentfactForm ADV
← JOHN ANTHONY PIERONIAdvisorregistration: current employment
Oct 11, 2019 to presentfactForm ADV
← EUGENE PAUL O'CONNORAdvisorregistration: current employment
Oct 4, 2016 to presentfactForm ADV
← DEBRA ANN BROWNAdvisorregistration: current employment
Apr 7, 2016 to presentfactForm ADV
← RONALD MARC LOJACONOAdvisorregistration: current employment
Oct 23, 2015 to presentfactForm ADV
← ROBERT A. CASTIGLIONEAdvisorregistration: current employment
Dec 13, 2010 to presentfactForm ADV
← CHRISTOPHER D URBANAdvisorregistration: previous registration
Sep 18, 2023 to Jul 9, 2025factForm ADV
and 4 more

Moved with (1)

← CADARET GRANT & CO INCRegistered adviser5 advisors, team lift out, same day
Jul 10, 2025 to Jun 20, 2025factForm ADV

Controls (5)

← LOJACONO, RONALD, MARCOwnerMEMBER, ownership code B, individual
Mar 27, 2012 to May 20, 2024factForm ADV
← CASTIGLIONE, ROBERT, A.OwnerMEMBER, ownership code C, individual
Nov 21, 2011 to May 20, 2024factForm ADV
← PIERONI, JOHN, ANTHONYOwnerMANAGING MEMBER, ownership code D, individual
Nov 21, 2011 to May 20, 2024factForm ADV
← SCIBILIA, NICHOLAS, MOwnerCHIEF OPERATIONS OFFICER / CHIEF INVESTMENT OFFICER, ownership code NA, individual
Mar 25, 2024 to May 20, 2024factForm ADV
← SHROYER, ZACHARY, DOwnerCHIEF COMPLIANCE OFFICER/ CHIEF FINANCIAL OFFICER, ownership code NA, individual
Mar 21, 2022 to May 20, 2024factForm ADV

Dated events

Occurred
Jul 10, 2025
Team lift-out
5 advisors left Cadaret Grant & CO Inc (Orchard Park, NY) for Wny Asset Management, LLC on the same day
Form ADVobserved 5 days ago
5 advisors
Occurred
Jul 9, 2025
Advisor changed firm
Christopher D Urban left Wny Asset Management, Llc for Lpl Financial Llc (registered 2025-07-10)
Form ADVobserved 5 days ago
Occurred
Jan 21, 2025
Advisor changed firm
Michael Christopher Workley left Wny Asset Management, Llc for Commonwealth Financial Network (registered 2025-04-08)
Form ADVobserved 5 days ago
Occurred
Nov 13, 2024
Advisor changed firm
Jonathan Michael Jones left Wny Asset Management, Llc for Mml Investors Services, Llc (registered 2025-02-05)
Form ADVobserved 5 days ago
Occurred
Mar 25, 2024
Control person joined
M Nicholas Scibilia (Chief Operations Officer / Chief Investment Officer) appeared on Schedule A of Wny Asset Management, Llc
Form ADVobserved 5 days ago
Occurred
Mar 25, 2024
Team lift-out
2 advisors left Cadaret Grant & CO Inc (Williamsville, NY) for Wny Asset Management, LLC on the same day
Form ADVobserved 5 days ago
2 advisors
Occurred
Jan 24, 2024
Advisor changed firm
Evan Soter Wardner left Wny Asset Management, Llc for Lpl Financial Llc (registered 2024-02-02)
Form ADVobserved 5 days ago
Occurred
Jan 31, 2023
Advisor changed firm
Christopher Panza left Wny Asset Management, Llc for Mml Investors Services, Llc (registered 2023-03-17)
Form ADVobserved 5 days ago
Occurred
Dec 31, 2022
Team lift-out
2 advisors left Cadaret Grant & CO Inc (Williamsville, NY) for Wny Asset Management, LLC within 12 days
Form ADVobserved 5 days ago
2 advisors
Occurred
Mar 21, 2022
Regulatory AUM changed
Wny Asset Management, Llc reported RAUM $1.2B, up 27% from $947.6M (2022-02-02 to 2022-03-21)
Form ADVobserved 5 days ago
$254M
Occurred
Mar 21, 2022
Control person joined
D Zachary Shroyer (Chief Compliance Officer) appeared on Schedule A of Wny Asset Management, Llc
Form ADVobserved 5 days ago
Occurred
Feb 20, 2019
Regulatory AUM changed
Wny Asset Management, Llc reported RAUM $673.7M, up 67% from $404.0M (2019-02-11 to 2019-02-20)
Form ADVobserved 5 days ago
$270M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:64652a5d-7435-7dd7-4147-91ad22698c10
First observed: Nov 21, 2011
Last observed: Mar 19, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

WNY ASSET MANAGEMENT, LLC

CRD 153872

WILLIAMSVILLE, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:64652a5d-7435-7dd7-4147-91ad22698c10

Data as of Mar 19, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:10 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

ROBERT A. CASTIGLIONE

Certified Financial Planner

WILLIAMSVILLE, NY

n/a

yes

RONALD MARC LOJACONO

Certified Financial Planner

WILLIAMSVILLE, NY

n/a

yes

DEBRA ANN BROWN

Certified Financial Planner

WILLIAMSVILLE, NY

n/a

yes

EUGENE PAUL O'CONNOR

Certified Financial Planner

WILLIAMSVILLE, NY

yes

JOHN ANTHONY PIERONI

Certified Financial Planner

WILLIAMSVILLE, NY

n/a

yes

JOHN MATTHEW LUNGHINO

n/a

WILLIAMSVILLE, NY | Amherst, NY

yes

DAVID D JAROSZ

n/a

WILLIAMSVILLE, NY | Fort Myers, FL

yes

ROBERT ELWOOD KLOSS

Certified Financial Planner

Orchard Park, NY | WILLIAMSVILLE, NY

yes

Paige Taylor Lunghino

n/a

WILLIAMSVILLE, NY | Amherst, NY

yes

Laureen Syta

Certified Financial Planner

WILLIAMSVILLE, NY

n/a

yes

Judy Marie Sescil

Certified Financial Planner

WILLIAMSVILLE, NY

n/a

STEVEN SANDERS

n/a

WILLIAMSVILLE, NY

n/a

MICHAEL GLOWNY

n/a

WILLIAMSVILLE, NY

n/a

LEONARD JOHN ZABLONSKI

n/a

WILLIAMSVILLE, NY

n/a

STEPHEN RICHARD CZECHOWSKI

n/a

WILLIAMSVILLE, NY

n/a

RONALD ROBERT KOTAS

n/a

WILLIAMSVILLE, NY

n/a

yes

Daniel Gartland

n/a

WILLIAMSVILLE, NY

n/a

yes

William D. Mistretta

n/a

WILLIAMSVILLE, NY

n/a

yes

ZACHARY D SHROYER

n/a

WILLIAMSVILLE, NY

n/a

yes

KEVIN MICHAEL MOHR

n/a

Orchard Park, NY | WILLIAMSVILLE, NY

yes

JONATHAN LEO PETRIE

Certified Financial Planner

WILLIAMSVILLE, NY | Orchard Park, NY

yes

JOSEPH CARL MINEO

n/a

WILLIAMSVILLE, NY

n/a

RAYMOND ANDREW CARTER

Certified Financial Planner|Chartered Financial Consultant

WILLIAMSVILLE, NY

yes

NICHOLAS M SCIBILIA

n/a

WILLIAMSVILLE, NY

n/a

yes

DIANE MARY KAZAK

n/a

WILLIAMSVILLE, NY

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CASTIGLIONE, ROBERT, A.

Member

yes

05/2010

Mar 19, 2026

LOJACONO, RONALD, MARC

Member

yes

05/2011

Mar 19, 2026

PIERONI, JOHN, ANTHONY

MANAGING MEMBER

yes

05/2010

Mar 19, 2026

SHROYER, ZACHARY, D

CHIEF COMPLIANCE OFFICER/ CHIEF FINANCIAL OFFICER OFFICER

yes

03/2022

Mar 19, 2026

SCIBILIA, NICHOLAS, M

CHIEF OPERATIONS OFFICER / CHIEF INVESTMENT OFFICER

yes

03/2024

Mar 25, 2024

May 20, 2024

City

State

Country

Employees

Also broker-dealer

ORCHARD PARK

United States

yes

Amherst

United States

yes

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 19, 2026

$1.7B

n/a

2024

Mar 19, 2025

$1.5B

n/a

2023

Mar 25, 2024

$1.3B

n/a

2022

Mar 27, 2023

$1.1B

n/a

2021

Mar 21, 2022

$1.2B

n/a

2020

Mar 22, 2021

$948M

n/a

2019

Mar 16, 2020

$818M

n/a

2018

Feb 20, 2019

$674M

n/a

2017

Mar 20, 2018

$404M

n/a

2016

Jan 30, 2017

$357M

n/a

2015

Mar 29, 2016

$340M

n/a

2014

Mar 5, 2015

$352M

n/a

2013

Feb 26, 2014

$325M

n/a

2012

Mar 15, 2013

$275M

n/a

2011

Mar 27, 2012

$219M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$1.7B

$1.5B

19.2%

$1.1B

16.1%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

CADARET GRANT & CO INC

Jul 10, 2025

Jun 20, 2025

ORCHARD PARK, NY

Team lift out

Ibd to RIA

1.3%

CADARET GRANT & CO INC

Mar 25, 2024

Apr 8, 2024

WILLIAMSVILLE, NY

Team lift out

Ibd to RIA

0.5%

CADARET GRANT & CO INC

Dec 31, 2022

Feb 4, 2022

WILLIAMSVILLE, NY

Team lift out

Ibd to RIA

0.5%