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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

WELTON FUND ADVISORS LLC

CRD 170777

CARMEL, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:646659b2-e077-a9f4-1f45-06bcc557f274

Data as of Mar 29, 2018 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:05 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 1
On other graphs: 0
Observed: Mar 13, 2014 to Mar 29, 2018
8 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 0
Employees: 3
Advisory employees: 2
Offices: 1Schedule D 1.F, beyond the principal office
Individual clients: 0
High net worth clients: 0
SEC number: 801-79398
CRD: 170777
Filings on the tape: 8
First filed: Mar 13, 2014
Latest filed: Mar 29, 2018
Organised: Limited Liability Company, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
DETRAIT, GUILLAUME, PIERRE	CHIEF OPERATING OFFICER	Na	yes	02/2014	Mar 13, 2014	Mar 29, 2018
DEW, JUSTIN, BROOKS	CHIEF EXECUTIVE OFFICER	Na	yes	02/2014	Mar 13, 2014	Mar 29, 2018
NOWLIN, DAVID, SCOTT	CHIEF COMPLIANCE OFFICER	Na	yes	02/2014	Mar 13, 2014	Mar 29, 2018
THE WELTON FAMILY TRUST DATED JANUARY 28, 1992	SOLE SHAREHOLDER	E	yes	05/1997	Mar 13, 2014	Mar 29, 2018
WELTON INVESTMENT CORPORATION	MANAGING MEMBER	E	yes	07/2014	Aug 29, 2014	Mar 29, 2018
WELTON INVESTMENT PARTNERS LLC	SOLE MEMBER	E	yes	07/2014	Aug 29, 2014	Mar 29, 2018
WELTON, ANNETTE, LEAH	Trustee	F	yes	01/1992	Mar 13, 2014	Mar 29, 2018
WELTON, PATRICK, LLOYD	Trustee	F	yes	01/1992	Mar 13, 2014	Mar 29, 2018

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
WELTON INVESTMENT PARTNERS LLC	n/a	Asset manager	$330M	Y	yes	n/a
WELTON GLOBAL FUNDS MANAGEMENT CORPORATION	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
NEW YORK	NY	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2017	Mar 29, 2018	n/a	n/a	3	2	1	n/a	n/a
2016	Mar 31, 2017	n/a	n/a	3	2	n/a	n/a	n/a
2015	Mar 24, 2016	n/a	n/a	3	2	n/a	n/a	n/a
2014	Mar 27, 2015	n/a	n/a	3	2	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2017	n/a	n/a	n/a	n/a	n/a	3	3	1	n/a

Relationships

Affiliated with (1)

→ WELTON INVESTMENT PARTNERS LLCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, control, common control
factForm ADV

Controls (8)

← NOWLIN, DAVID, SCOTTOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 13, 2014 to presentfactForm ADV
← WELTON INVESTMENT PARTNERS LLCOwnerSOLE MEMBER, ownership code E, domestic entity
Aug 29, 2014 to presentfactForm ADV
← WELTON, ANNETTE, LEAHOwnerTRUSTEE, ownership code F, individual
Mar 13, 2014 to presentfactForm ADV
← WELTON, PATRICK, LLOYDOwnerTRUSTEE, ownership code F, individual
Mar 13, 2014 to presentfactForm ADV
← DEW, JUSTIN, BROOKSOwnerCHIEF EXECUTIVE OFFICER, ownership code NA, individual
Mar 13, 2014 to presentfactForm ADV
← DETRAIT, GUILLAUME, PIERREOwnerCHIEF OPERATING OFFICER, ownership code NA, individual
Mar 13, 2014 to presentfactForm ADV
← THE WELTON FAMILY TRUST DATED JANUARY 28, 1992OwnerSOLE SHAREHOLDER, ownership code E, domestic entity
Mar 13, 2014 to presentfactForm ADV
← WELTON INVESTMENT CORPORATIONOwnerMANAGING MEMBER, ownership code E, domestic entity
Aug 29, 2014 to presentfactForm ADV

Dated events

Occurred
Mar 13, 2014
First Form ADV filing
Welton Fund Advisors Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:646659b2-e077-a9f4-1f45-06bcc557f274
First observed: Mar 13, 2014
Last observed: Mar 29, 2018 103 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

WELTON FUND ADVISORS LLC

CRD 170777

CARMEL, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:646659b2-e077-a9f4-1f45-06bcc557f274

Data as of Mar 29, 2018 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:05 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

DETRAIT, GUILLAUME, PIERRE

CHIEF OPERATING OFFICER

yes

02/2014

Mar 13, 2014

Mar 29, 2018

DEW, JUSTIN, BROOKS

CHIEF EXECUTIVE OFFICER

yes

02/2014

Mar 13, 2014

Mar 29, 2018

NOWLIN, DAVID, SCOTT

CHIEF COMPLIANCE OFFICER

yes

02/2014

Mar 13, 2014

Mar 29, 2018

THE WELTON FAMILY TRUST DATED JANUARY 28, 1992

SOLE SHAREHOLDER

yes

05/1997

Mar 13, 2014

Mar 29, 2018

WELTON INVESTMENT CORPORATION

MANAGING MEMBER

yes

07/2014

Aug 29, 2014

Mar 29, 2018

WELTON INVESTMENT PARTNERS LLC

SOLE MEMBER

yes

07/2014

Aug 29, 2014

Mar 29, 2018

WELTON, ANNETTE, LEAH

Trustee

yes

01/1992

Mar 13, 2014

Mar 29, 2018

WELTON, PATRICK, LLOYD

Trustee

yes

01/1992

Mar 13, 2014

Mar 29, 2018

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

WELTON INVESTMENT PARTNERS LLC

n/a

Asset manager

$330M

yes

n/a

WELTON GLOBAL FUNDS MANAGEMENT CORPORATION

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

NEW YORK

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2017

Mar 29, 2018

n/a

2016

Mar 31, 2017

n/a

2015

Mar 24, 2016

n/a

2014

Mar 27, 2015

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2017

n/a