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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultantdual registered (broker-dealer)10 years in industry

Arrash Bruce Zare

Advisor at CHATTERTON & ASSOCIATES

ANAHEIM, CA

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Search this name across graphsid dfx:ria:64688e3d-4da8-571b-5463-ddd6bb9ac78f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:35 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jan 26, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CHATTERTON & ASSOCIATES
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 11
Designations: Certified Financial Planner|Chartered Financial Consultant
Exams: S63|S65
First exam: May 20, 2016
First registration: Jan 26, 2018
Dual registered: yes, broker-dealer
IAPD individual key: 6597940

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CHATTERTON & ASSOCIATES	Independent wealth	Feb 3, 2025	n/a	yes	ANAHEIM, CA	Current employment
CHATTERTON & ASSOCIATES	Independent wealth	Jun 3, 2022	Dec 31, 2024	no	ANAHEIM, CA	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Jul 21, 2021	Jun 6, 2022	no	IRVINE, CA\|LAS VEGAS, NV	Previous registration
WADDELL & REED	Former SEC adviser	Jun 1, 2018	Jul 21, 2021	no	LAS VEGAS, NV\|IRVINE, CA\|IRVINE, CA	Previous registration
FORESTERS ADVISORY SERVICES, LLC	Former SEC adviser	Jan 26, 2018	Jun 4, 2018	no	Monrovia, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	CHATTERTON & ASSOCIATES	Jun 6, 2022	Jun 3, 2022	-3	Firm change	RIA to RIA
WADDELL & REED	LPL FINANCIAL LLC	Jul 21, 2021	Jul 21, 2021	0	Bulk transfer	Ibd to ibd
FORESTERS ADVISORY SERVICES, LLC	WADDELL & REED	Jun 4, 2018	Jun 1, 2018	-3	Firm change	Ibd to ibd

Relationships

Registered with (4)

→ CHATTERTON & ASSOCIATESRegistered adviserregistration: previous registration
Jun 3, 2022 to Dec 31, 2024factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Jul 21, 2021 to Jun 6, 2022factForm ADV
→ WADDELL & REEDRegistered adviserregistration: previous registration
Jun 1, 2018 to Jul 21, 2021factForm ADV
→ FORESTERS ADVISORY SERVICES, LLCRegistered adviserregistration: previous registration
Jan 26, 2018 to Jun 4, 2018factForm ADV

Dated events

Occurred
Jun 6, 2022
Advisor changed firm
Arrash Bruce Zare left Lpl Financial Llc for Chatterton & Associates (registered 2022-06-03)
Form ADVobserved 6 days ago