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Advisor at LPL FINANCIAL LLC
BLOOMINGTON, IN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Jun 4, 2024 | n/a | yes | BLOOMINGTON, IN | Current employment |
| FIFTH THIRD SECURITIES, INC. | Bd affiliated wealth | Jun 30, 2016 | Jun 4, 2024 | no | BLOOMINGTON, IN|BLOOMINGTON, IN|ORLEANS, IN|BLOOMINGTON, IN | Previous registration |
| EDWARD JONES | National bd RIA | Nov 14, 2011 | Jun 24, 2016 | no | SOUTH BEND, IN|ST LOUIS, MO|MISHAWAKA, IN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FIFTH THIRD SECURITIES, INC. | LPL FINANCIAL LLC | Jun 4, 2024 | Jun 4, 2024 | 0 | Firm change | Ibd to ibd |
| EDWARD JONES | FIFTH THIRD SECURITIES, INC. | Jun 24, 2016 | Jun 30, 2016 | 6 | Firm change | Other |