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W•••••• B••••••• E••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Personal Financial Specialist28 years in industry

W•••••• B••••••• E••••

Advisor at T••••• C•••••• M••••••••• I••

MATTHEWS, NC

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Search this name across graphsid dfx:ria:64760f9a-2644-7960-260f-346106db58eb

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:45 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Dec 31, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T••••• C•••••• M••••••••• I••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 5, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 24derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
T••••• C•••••• M••••••••• I••	Independent wealth	Jun 24, 2002	n/a	yes	MATTHEWS, NC	Current employment
R••••• B••• • C••• L••	Former SEC adviser	Dec 31, 2001	Aug 23, 2002	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
R••••• B••• • C••• L••	T••••• C•••••• M••••••••• I••	Aug 23, 2002	Jun 24, 2002	-60	Firm change after gap	Other

Relationships

Registered with (2)

→ T••••• C•••••• M••••••••• I••Registered adviserregistration: current employment
Jun 24, 2002 to presentfactForm ADV
→ R••••• B••• • C••• L••Registered adviserregistration: previous registration
Dec 31, 2001 to Aug 23, 2002factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:64760f9a-2644-7960-260f-346106db58eb
First observed: Dec 31, 2001
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.