DFX Intelligence

M••••• P••• L••••• A••••••••• L•: registered adviser on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

M••••• P••• L••••• A••••••••• L•

CRD 174930

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:647a2bf9-12bc-6ea8-d619-ae739220443b

Data as of Feb 5, 2015 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:44 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Feb 2, 2015 to Feb 5, 2015
2 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $0••• Locked
Discretionary RAUM: $0
Private client RAUM: $0derived••• Locked
Advisors on IAPD: 0
Employees: 2
Advisory employees: 1
Accounts: 0

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
M••••• P••• G•• L••	GENERAL PARTNER	Na	yes	01/2015	Feb 5, 2015	Feb 5, 2015
S••••••••• S••••	CHIEF COMPLIANCE OFFICER	Na	yes	01/2015	Feb 2, 2015	Feb 5, 2015

Relationships

Controls (3)

← S••••••••• J•••••••• E••••••OwnerMANAGING MEMBER, CLASS A INTEREST HOLDER, ownership code E, individual
Feb 2, 2015 to presentfactForm ADV
← S••••••••• S••••OwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Feb 2, 2015 to presentfactForm ADV
← M••••• P••• G•• L••OwnerGENERAL PARTNER, ownership code NA, domestic entity
Feb 5, 2015 to presentfactForm ADV

Dated events

Occurred
Feb 2, 2015
First Form ADV filing
M••••• P••• L••••• A••••••••• L• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:647a2bf9-12bc-6ea8-d619-ae739220443b
First observed: Feb 2, 2015
Last observed: Feb 5, 2015 141 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.