DFX Intelligence
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Advisor at B•••••• W••••• L••
SCOTTSDALE, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| B•••••• W••••• L•• | Independent wealth | Nov 9, 2010 | n/a | yes | SCOTTSDALE, AZ | Current employment |
| B•••••• W••••• L•• | Independent wealth | Jan 23, 2008 | May 21, 2009 | no | SCOTTSDALE, AZ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| A••••••••• P••••••• I••••••••• A••••••• I•• | A••••••••• S••••••••• C•••• | Jun 20, 2008 | May 26, 2004 | -1,486 | Firm change after gap | Other |
| A••••••••• S••••••••• C•••• | B•••••• W••••• L•• | Jun 20, 2008 | May 17, 2006 |
| B•••••• W••••• L•• |
| Independent wealth |
| May 17, 2006 |
| Dec 31, 2007 |
| no |
| GILBERT, AZ |
| Previous registration |
| A••••••••• S••••••••• C•••• | n/a | May 26, 2004 | Jun 20, 2008 | no | CHANLDLER, AZ|GILBERT, AZ | Previous registration |
| A••••••••• P••••••• I••••••••• A••••••• I•• | n/a | May 12, 2004 | Jun 20, 2008 | no | GILBERT, AZ | Previous registration |
| -765 |
| Firm change after gap |
| Other |