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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)22 years in industry

ZACH SMITH

Advisor at LPL FINANCIAL LLC

DYERSBURG, TN

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Search this name across graphsid dfx:ria:647fda13-9629-46ae-eb17-93272d0b723b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:43 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jun 25, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 1, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S66
First exam: Jun 1, 2004
First registration: Jun 25, 2004
Dual registered: yes, broker-dealer
Other names: GARY ZECHARIAH SMITH
IAPD individual key: 4766329

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Nov 17, 2015	n/a	yes	DYERSBURG, TN	Current employment
FIRST CITIZENS FINANCIAL PLUS, INC.	n/a	Aug 2, 2010	Nov 23, 2015	no	DYERSBURG, TN\|DYERSBURG, TN	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Jul 20, 2010	no	Memphis, TN	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Apr 2, 2007	Jun 1, 2009	no	MEMPHIS, TN	Previous registration
MORGAN STANLEY DW INC.	n/a	Jun 25, 2004	Apr 2, 2007	no	MEMPHIS, TN\|MEMPHIS, TN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIRST CITIZENS FINANCIAL PLUS, INC.	LPL FINANCIAL LLC	Nov 23, 2015	Nov 17, 2015	-6	Firm change	Other
MORGAN STANLEY	FIRST CITIZENS FINANCIAL PLUS, INC.	Jul 20, 2010	Aug 2, 2010	13	Firm change	Other
MORGAN STANLEY & CO. LLC	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
MORGAN STANLEY DW INC.	MORGAN STANLEY & CO. LLC	Apr 2, 2007	Apr 2, 2007	0	Bulk transfer	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
18591:6413:TN:2015-11-23	Nov 23, 2015	Nov 17, 2015	DYERSBURG, TN	Firm change

Relationships

Registered with (5)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Nov 17, 2015 to presentfactForm ADV
→ FIRST CITIZENS FINANCIAL PLUS, INC.Registered adviserregistration: previous registration
Aug 2, 2010 to Nov 23, 2015factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Jul 20, 2010factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Apr 2, 2007 to Jun 1, 2009factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Jun 25, 2004 to Apr 2, 2007factForm ADV

Dated events

No dated event names this entity yet.