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Advisor at EMERSON EQUITY LLC
LA JOLLA, CA | SAN MATEO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| EMERSON EQUITY LLC | Bd affiliated wealth | Sep 9, 2009 | n/a | yes | SAN MATEO, CA|SAN MATEO, CA|LA JOLLA, CA | Current employment |
| CHARLES SCHWAB & CO., INC. | National bd RIA | May 17, 1999 | Sep 15, 2009 | no | LA JOLLA, CA|La Jolla, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CHARLES SCHWAB & CO., INC. | EMERSON EQUITY LLC | Sep 15, 2009 | Sep 9, 2009 | -6 | Firm change | Other |