DFX Intelligence

M••• J••••• D••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor27 years in industry

M••• J••••• D••••

Advisor at D••••••••• W••••• M•••••••••

DAYTON, OH

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Search this name across graphsid dfx:ria:648e39db-0ebc-1627-9314-55b7714b406a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:33 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Feb 25, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D••••••••• W••••• M•••••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Sep 28, 1998earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
D••••••••• W••••• M•••••••••	State registered	Jan 20, 2015	n/a	yes	DAYTON, OH	Current employment
S••••••••• A•••••• A•••••••• I•••	Former SEC adviser	Jan 23, 2009	Aug 5, 2015	no	LAVISTA, NE\|BEAVERCREEK, OH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••••• A•••••• A•••••••• I•••	D••••••••• W••••• M•••••••••	Aug 5, 2015	Jan 20, 2015	-197	Firm change after gap	Other
B••••• • Y•••• A•••••••• I•••	S••••••••• A•••••• A•••••••• I•••	Jan 23, 2009	Jan 23, 2009

Relationships

Registered with (3)

→ D••••••••• W••••• M•••••••••Registered adviserregistration: current employment
Jan 20, 2015 to presentfactForm ADV
→ S••••••••• A•••••• A•••••••• I•••Registered adviserregistration: previous registration
Jan 23, 2009 to Aug 5, 2015factForm ADV
→ B••••• • Y•••• A•••••••• I•••Registered adviserregistration: previous registration
Feb 25, 2002 to Jan 23, 2009factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:648e39db-0ebc-1627-9314-55b7714b406a
First observed: Feb 25, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.