DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at RBC CAPITAL MARKETS, LLC
BOCA RATON, FL | Ft. Lauderdale, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RBC CAPITAL MARKETS, LLC | National bd RIA | Jan 18, 2022 | n/a | yes | BOCA RATON, FL|Ft. Lauderdale, FL | Current employment |
| TRUIST ADVISORY SERVICES, INC. | Bd affiliated wealth | Feb 17, 2021 | Jan 21, 2022 | no | ATLANTA, GA|FT LAUDERDALE, FL|FORT LAUDERDALE, FL | Previous registration |
| BB&T SECURITIES, LLC | Former SEC adviser | Jul 18, 2016 | Feb 17, 2021 | no | FT LAUDERDALE, FL|Palm Beach, FL|FT LAUDERDALE, FL|RICHMOND, VA | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | May 23, 2008 | Aug 10, 2016 | no | BOCA RATON, FL | Previous registration |
| MORGAN STANLEY & CO. LLC | n/a | Apr 2, 2007 | May 28, 2008 | no | BOCA RATON, FL | Previous registration |
| MORGAN STANLEY DW INC. | n/a | May 17, 2005 | Apr 2, 2007 | no | CORAL SPRINGS, FL|BOCA RATON, FL|CORALSPRINGS, FL | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Apr 4, 2001 | May 3, 2005 | no | CORAL SPRINGS, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| TRUIST ADVISORY SERVICES, INC. | RBC CAPITAL MARKETS, LLC | Jan 21, 2022 | Jan 18, 2022 | -3 | Firm change | Ibd to ibd |
| BB&T SECURITIES, LLC | TRUIST ADVISORY SERVICES, INC. | Feb 17, 2021 | Feb 17, 2021 | 0 | Bulk transfer | Ibd to ibd |
| UBS FINANCIAL SERVICES INC. | BB&T SECURITIES, LLC | Aug 10, 2016 | Jul 18, 2016 | -23 | Firm change | Other |
| MORGAN STANLEY & CO. LLC | UBS FINANCIAL SERVICES INC. | May 28, 2008 | May 23, 2008 | -5 | Firm change | Other |
| MORGAN STANLEY DW INC. | MORGAN STANLEY & CO. LLC | Apr 2, 2007 | Apr 2, 2007 | 0 | Bulk transfer | Other |
| WELLS FARGO ADVISORS | MORGAN STANLEY DW INC. | May 3, 2005 | May 17, 2005 | 14 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 283390:31194:FL:2022-01-18 | Jan 21, 2022 | Jan 18, 2022 | FORT LAUDERDALE, FL | Firm change |