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Advisor at MISSIONSQUARE RETIREMENT
WASHINGTON, DC | Punta Gorda, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MISSIONSQUARE RETIREMENT | Bd affiliated wealth | Aug 23, 2021 | n/a | yes | WASHINGTON, DC|Punta Gorda, FL | Current employment |
| EDWARD JONES | National bd RIA | Jan 20, 2021 | Aug 2, 2021 | no | ST LOUIS, MO|PUNTA GORDA, FL|PORT CHARLOTTE, FL|Punta Gorda, FL | Previous registration |
| SWBC INVESTMENT ADVISORY SERVICES LLC | No RAUM reported | Oct 15, 2019 | Feb 2, 2021 | no | Austin, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| EDWARD JONES | MISSIONSQUARE RETIREMENT | Aug 2, 2021 | Aug 23, 2021 | 21 | Firm change | Other |
| SWBC INVESTMENT ADVISORY SERVICES LLC | EDWARD JONES | Feb 2, 2021 | Jan 20, 2021 | -13 | Firm change | Other |