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Reading the graph
Advisor at RAYNMAKER FINANCIAL
Los Angeles, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYNMAKER FINANCIAL | State registered | Aug 22, 2025 | n/a | yes | Los Angeles, CA | Current employment |
| UBS FINANCIAL SERVICES INC. | Wirehouse | May 7, 2002 | Mar 10, 2003 | no | LONG BEACH, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | RAYNMAKER FINANCIAL | Mar 10, 2003 | Aug 22, 2025 | 8,201 | Firm change after gap | Wirehouse to state RIA |