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Advisor at EDWARD JONES
FARMINGTON, NM
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| EDWARD JONES | National bd RIA | Aug 25, 2010 | n/a | yes | FARMINGTON, NM | Current employment |
| UVEST FINANCIAL SERVICES GROUP, INC. | n/a | Oct 2, 2008 | Feb 3, 2009 | no | CHARLOTTE, NC|GAINESVILLE, TX | Previous registration |
| EDWARD JONES | National bd RIA | Feb 9, 2007 | Oct 3, 2008 | no | WESTWORTH VILLAGE, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UVEST FINANCIAL SERVICES GROUP, INC. | EDWARD JONES | Feb 3, 2009 | Aug 25, 2010 | 568 | Firm change after gap | Other |
| EDWARD JONES | UVEST FINANCIAL SERVICES GROUP, INC. | Oct 3, 2008 | Oct 2, 2008 | -1 | Firm change | Other |