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Advisor at SOWELL MANAGEMENT
NORTH LITTLE ROCK, AR | Sinking Spring, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SOWELL MANAGEMENT | Independent wealth | Mar 22, 2017 | n/a | yes | Sinking Spring, PA|NORTH LITTLE ROCK, AR | Current employment |
| INSTITUTE FOR WEALTH ADVISORS, INC. | Former SEC adviser | Mar 15, 2017 | May 2, 2017 | no | Sinking Spring, PA|DENVER, CO | Previous registration |
| CONCERT WEALTH MANAGEMENT | Former SEC adviser | Jul 18, 2014 | May 4, 2017 | no | SINKING SPRING, PA|SAN JOSE, CA | Previous registration |
| MORGAN STANLEY | Wirehouse | Feb 9, 2011 | Jul 29, 2014 | no | Wyomissing, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CONCERT WEALTH MANAGEMENT | INSTITUTE FOR WEALTH ADVISORS, INC. | May 4, 2017 | Mar 15, 2017 | -50 | Firm change after gap | Other |
| INSTITUTE FOR WEALTH ADVISORS, INC. | SOWELL MANAGEMENT | May 2, 2017 | Mar 22, 2017 | -41 | Firm change after gap | Other |
| MORGAN STANLEY | CONCERT WEALTH MANAGEMENT | Jul 29, 2014 | Jul 18, 2014 | -11 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 141253:149347:CA:2017-05-04 | May 4, 2017 | Mar 15, 2017 | SAN JOSE, CA | Firm change after gap |