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F•••••• A•••••• P•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst41 years in industry

F•••••• A•••••• P•••••

Advisor at D••••• W•••••• L••

RICHMOND, VA | PALM BEACH GARDENS, FL

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:02 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Oct 9, 1996 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D••••• W•••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 3, 1985earliest registration or exam on IAPD
Years in industry: 41derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
D••••• W•••••• L••	Independent wealth	Feb 15, 2022	n/a	yes	PALM BEACH GARDENS, FL\|RICHMOND, VA	Current employment
P••••• L•••• • F••• A•••• M••••••••• I•••	Former SEC adviser	Oct 9, 1996	Feb 16, 2022	no	RICHMOND, VA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P••••• L•••• • F••• A•••• M••••••••• I•••	D••••• W•••••• L••	Feb 16, 2022	Feb 15, 2022	-1	Firm change	RIA to RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
105914:297987:VA:2022-02-16	Feb 16, 2022	Feb 15, 2022	RICHMOND, VA	Firm change

Relationships

Registered with (2)

→ D••••• W•••••• L••Registered adviserregistration: current employment
Feb 15, 2022 to presentfactForm ADV
→ P••••• L•••• • F••• A•••• M••••••••• I•••Registered adviserregistration: previous registration
Oct 9, 1996 to Feb 16, 2022factForm ADV

Dated events

Occurred
Feb 16, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Oct 9, 1996
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.