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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

D.F. DENT AND COMPANY, INC.

CRD 105179

BALTIMORE, MD

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:64cd38aa-cc3b-3c5a-6083-07d674742e29

Data as of Jun 18, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 18
Dated events: 6
On other graphs: 0
Observed: Mar 27, 2012 to Jun 18, 2026
27 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.58 fund_share=0.12 institutional_share=0.21 related_bd=false related_bank=false bd_reps=2.0
Regulatory AUM: $7.9BItem 5.F on the latest filing (2026-06-18); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $7.9B
Private client RAUM: $4.5BderivedItem 5.D individuals plus high net worth individuals
Private client share: 58%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 7
RAUM per advisor: $1.1Bderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 31
Advisory employees: 16
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 1,171
Individual clients: 108
High net worth clients: 903
SEC number: 801-11364
CIK: 934999
CRD: 105179
Filings on the tape: 27
First filed: Mar 27, 2012
Latest filed: Jun 18, 2026
Organised: Corporation, MD
Website: dfdent.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
THOMAS FRANCIS O'NEIL	Chartered Financial Analyst	BALTIMORE, MD	35	41	n/a	no
LINDA WATSON MCCLEARY	n/a	BALTIMORE, MD	26	27	n/a	no
Noelle Evans Savage	Chartered Financial Analyst	BALTIMORE, MD	4	11	n/a	no
MICHAEL NORRIS MORRILL	n/a	BALTIMORE, MD	4	28	n/a	no
CHRISTINA LEE WALTERS	Certified Financial Planner	BALTIMORE, MD	3	13	n/a	no
DANIEL FORBES DENT	Chartered Financial Analyst	BALTIMORE, MD	1	50	n/a	no
MATTHEW FORBES DENT	Chartered Financial Analyst	BALTIMORE, MD	0	25	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
DENT, DANIEL, FORBES	Chairman	C	yes	01/1976	Jun 18, 2026	Jun 18, 2026
DENT, MATTHEW, FORBES	President	C	yes	01/2014	Jun 18, 2026	Jun 18, 2026
GAYNOR, CAROLYN, ELIZABETH	CHIEF COMPLIANCE OFFICER	Na	yes	01/2019	Jun 18, 2026	Jun 18, 2026
HRIMNAK, BROOKE, ELIZABETH	CHIEF OPERATING OFFICER	Na	yes	08/2021	Jun 18, 2026	Jun 18, 2026
MORRILL, MICHAEL, NORRIS	HEAD OF CLIENT RELATIONS AND MARKETING	A	yes	08/2021	Jun 18, 2026	Jun 18, 2026
O'NEIL, THOMAS, FRANCIS	PORTFOLIO MANAGER, TRUSTEE	Na	yes	06/1985	Jun 18, 2026	Jun 18, 2026
DANIEL F. DENT 2003 NON EXEMPT TRUST	Trust	C	yes	12/2003	Jan 4, 2019	Mar 26, 2024
DENT, MARY, DECKER	Trustee	C	yes	12/2003	Mar 23, 2016	Mar 26, 2024
CURRY, MELISSA	Shareholder	B	no	02/2025	Jun 18, 2026	Jun 18, 2026
DENT, TIMOTHY	Shareholder	B	no	02/2025	Jun 18, 2026	Jun 18, 2026
EKLUND, ASHLEY	Shareholder	B	no	02/2025	Jun 18, 2026	Jun 18, 2026
WU, GARY, GUANGYU	CHIEF RISK OFFICER	Na	no	09/2013	Jun 18, 2026	Jun 18, 2026
MITCHELL, GARY, DAVID	PORTFOLIO MANAGER & ANALYST	A	no	09/2007	Mar 27, 2012	Mar 26, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 30, 2026	$7.9B	$7.9B	31	16	0	n/a	n/a
2024	Mar 31, 2025	$8.6B	$8.6B	33	16	0	n/a	n/a
2023	Mar 26, 2024	$8.1B	$8.1B	31	16	0	n/a	n/a
2022	Mar 31, 2023	$6.5B	$6.5B	31	16	0	n/a	n/a
2021	Apr 1, 2022	$9.4B	$9.4B	28	15	0	n/a	n/a
2020	Mar 31, 2021	$8.1B	$8.1B	27	16	0	n/a	n/a
2019	Mar 30, 2020	$6.0B	$6.0B	24	16	0	n/a	n/a
2018	Mar 28, 2019	$4.2B	$4.2B	21	12	0	n/a	n/a
2017	Mar 30, 2018	$4.2B	$4.2B	19	10	0	n/a	n/a
2016	Mar 29, 2017	$3.9B	$3.9B	17	10	n/a	n/a	n/a
2015	Mar 15, 2016	$3.9B	$3.9B	16	10	n/a	n/a	n/a
2014	Mar 24, 2015	$4.5B	$4.5B	14	9	n/a	n/a	n/a
2013	Mar 11, 2014	$4.8B	$4.8B	15	9	n/a	n/a	n/a
2012	Mar 20, 2013	$3.6B	$3.6B	13	8	n/a	n/a	n/a
2011	Mar 27, 2012	$3.3B	$3.3B	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$7.9B	$8.6B	-8.4%	$6.5B	6.9%	31	33	0	0

Relationships

Registered with (8)

← MATTHEW FORBES DENTAdvisorregistration: current employment
Jan 5, 2026 to presentfactForm ADV
← DANIEL FORBES DENTAdvisorregistration: current employment
Jan 1, 2025 to presentfactForm ADV
← CHRISTINA LEE WALTERSAdvisorregistration: current employment
Feb 15, 2023 to presentfactForm ADV
← MICHAEL NORRIS MORRILLAdvisorregistration: current employment
Apr 28, 2022 to presentfactForm ADV
← Noelle Evans SavageAdvisorregistration: current employment
Apr 14, 2022 to presentfactForm ADV
← LINDA WATSON MCCLEARYAdvisorregistration: current employment
Nov 19, 1999 to presentfactForm ADV
← THOMAS FRANCIS O'NEILAdvisorregistration: current employment
Oct 8, 1990 to presentfactForm ADV
← GARY DAVID MITCHELLAdvisorregistration: previous registration
Apr 28, 2022 to Aug 5, 2025factForm ADV

Controls (8)

← DENT, MATTHEW, FORBESOwnerPRESIDENT, ownership code B, individual
Mar 27, 2012 to Mar 26, 2024factForm ADV
← MORRILL, MICHAEL, NORRISOwnerHEAD OF CLIENT RELATIONS AND MARKETING, ownership code A, individual
Mar 27, 2012 to Mar 26, 2024factForm ADV
← DENT, DANIEL, FORBESOwnerCHAIRMAN, ownership code B, individual
Mar 27, 2012 to Mar 26, 2024factForm ADV
← O'NEIL, THOMAS, FRANCISOwnerPORTFOLIO MANAGER, TRUSTEE, ownership code C, individual
Mar 27, 2012 to Mar 26, 2024factForm ADV
← HRIMNAK, BROOKE, ELIZABETHOwnerCHIEF OPERATING OFFICER, ownership code NA, individual
Apr 1, 2022 to Mar 26, 2024factForm ADV
← GAYNOR, CAROLYN, ELIZABETHOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 28, 2019 to Mar 26, 2024factForm ADV
← DENT, MARY, DECKEROwnerTRUSTEE, ownership code C, individual
Mar 23, 2016 to Mar 26, 2024factForm ADV
← DANIEL F. DENT 2003 NON EXEMPT TRUSTOwnerTRUST, ownership code C, domestic entity
Jan 4, 2019 to Mar 26, 2024factForm ADV

Owns (2)

← MITCHELL, GARY, DAVIDOwnerPORTFOLIO MANAGER & ANALYST, ownership code A, individual
Mar 27, 2012 to Mar 26, 2024factForm ADV
← WU, GARY, GUANGYUOwnerCHIEF RISK OFFICER, ownership code NA, individual
Mar 11, 2014 to Mar 26, 2024factForm ADV

Dated events

Occurred
Aug 5, 2025
Advisor changed firm
Gary David Mitchell left D.F. Dent And Company, Inc. for Sage Financial Group Inc. (registered 2025-11-20)
Form ADVobserved 4 days ago
Occurred
Mar 26, 2024
Regulatory AUM changed
D.F. Dent And Company, Inc. reported RAUM $8.1B, up 26% from $6.5B (2023-03-31 to 2024-03-26)
Form ADVobserved 4 days ago
$1.7B
Occurred
Mar 31, 2023
Regulatory AUM changed
D.F. Dent And Company, Inc. reported RAUM $6.5B, down 31% from $9.4B (2022-04-01 to 2023-03-31)
Form ADVobserved 4 days ago
$-2.9B
Occurred
Mar 31, 2023
Control person joined
Norris Michael Morrill (Head Of Client Relations And Marketing) appeared on Schedule A of D.F. Dent And Company, Inc.
Form ADVobserved 4 days ago
Occurred
Mar 31, 2021
Regulatory AUM changed
D.F. Dent And Company, Inc. reported RAUM $8.1B, up 35% from $6.0B (2020-06-15 to 2021-03-31)
Form ADVobserved 4 days ago
$2.1B
Occurred
Mar 30, 2020
Regulatory AUM changed
D.F. Dent And Company, Inc. reported RAUM $6.0B, up 44% from $4.2B (2019-03-28 to 2020-03-30)
Form ADVobserved 4 days ago
$1.8B

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:64cd38aa-cc3b-3c5a-6083-07d674742e29
First observed: Mar 27, 2012
Last observed: Jun 18, 2026 3 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

D.F. DENT AND COMPANY, INC.

CRD 105179

BALTIMORE, MD

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:64cd38aa-cc3b-3c5a-6083-07d674742e29

Data as of Jun 18, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:03 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

THOMAS FRANCIS O'NEIL

Chartered Financial Analyst

BALTIMORE, MD

n/a

LINDA WATSON MCCLEARY

n/a

BALTIMORE, MD

n/a

Noelle Evans Savage

Chartered Financial Analyst

BALTIMORE, MD

n/a

MICHAEL NORRIS MORRILL

n/a

BALTIMORE, MD

n/a

CHRISTINA LEE WALTERS

Certified Financial Planner

BALTIMORE, MD

n/a

DANIEL FORBES DENT

Chartered Financial Analyst

BALTIMORE, MD

n/a

MATTHEW FORBES DENT

Chartered Financial Analyst

BALTIMORE, MD

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

DENT, DANIEL, FORBES

Chairman

yes

01/1976

Jun 18, 2026

DENT, MATTHEW, FORBES

President

yes

01/2014

Jun 18, 2026

GAYNOR, CAROLYN, ELIZABETH

CHIEF COMPLIANCE OFFICER

yes

01/2019

Jun 18, 2026

HRIMNAK, BROOKE, ELIZABETH

CHIEF OPERATING OFFICER

yes

08/2021

Jun 18, 2026

MORRILL, MICHAEL, NORRIS

HEAD OF CLIENT RELATIONS AND MARKETING

yes

08/2021

Jun 18, 2026

O'NEIL, THOMAS, FRANCIS

PORTFOLIO MANAGER, TRUSTEE

yes

06/1985

Jun 18, 2026

DANIEL F. DENT 2003 NON EXEMPT TRUST

Trust

yes

12/2003

Jan 4, 2019

Mar 26, 2024

DENT, MARY, DECKER

Trustee

yes

12/2003

Mar 23, 2016

Mar 26, 2024

CURRY, MELISSA

Shareholder

02/2025

Jun 18, 2026

DENT, TIMOTHY

Shareholder

02/2025

Jun 18, 2026

EKLUND, ASHLEY

Shareholder

02/2025

Jun 18, 2026

WU, GARY, GUANGYU

CHIEF RISK OFFICER

09/2013

Jun 18, 2026

MITCHELL, GARY, DAVID

PORTFOLIO MANAGER & ANALYST

09/2007

Mar 27, 2012

Mar 26, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 30, 2026

$7.9B

n/a

2024

Mar 31, 2025

$8.6B

n/a

2023

Mar 26, 2024

$8.1B

n/a

2022

Mar 31, 2023

$6.5B

n/a

2021

Apr 1, 2022

$9.4B

n/a

2020

Mar 31, 2021

$8.1B

n/a

2019

Mar 30, 2020

$6.0B

n/a

2018

Mar 28, 2019

$4.2B

n/a

2017

Mar 30, 2018

$4.2B

n/a

2016

Mar 29, 2017

$3.9B

n/a

2015

Mar 15, 2016

$3.9B

n/a

2014

Mar 24, 2015

$4.5B

n/a

2013

Mar 11, 2014

$4.8B

n/a

2012

Mar 20, 2013

$3.6B

n/a

2011

Mar 27, 2012

$3.3B

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$7.9B

$8.6B

-8.4%

$6.5B

6.9%