DFX Intelligence

T••••• A• P•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

T••••• A• P•••••

Advisor at M••••• S••••••

Newport Beach, CA

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Search this name across graphsid dfx:ria:64e08183-1e19-6108-b38f-60b01e0e27ad

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:23 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Dec 23, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• S••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Jul 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• S••••••	Wirehouse	Sep 18, 2023	n/a	yes	Newport Beach, CA	Current employment
C•••••• S••••• • C••• I•••	National bd RIA	Dec 23, 2015	Sep 11, 2023	no	Phoenix, AZ\|Lone Tree, CO\|San Francisco, CA\|San Francisco, CA\|San Francisco, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• S••••• • C••• I•••	M••••• S••••••	Sep 11, 2023	Sep 18, 2023	7	Firm change	Ibd to wirehouse

Team moves

••• Locked

Team	Left	Joined	From	Kind
5393:149777:CA:2023-09-11	Sep 11, 2023	Sep 18, 2023	SAN FRANCISCO, CA	Firm change

Relationships

Registered with (2)

→ M••••• S••••••Registered adviserregistration: current employment
Sep 18, 2023 to presentfactForm ADV
→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
Dec 23, 2015 to Sep 11, 2023factForm ADV

Dated events

Occurred
Sep 11, 2023
Advisor changed firm
T••••• A• P••••• left C•••••• S••••• • C••• I••• for M••••• S•••••• (registered 2023-09-18)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:64e08183-1e19-6108-b38f-60b01e0e27ad
First observed: Dec 23, 2015
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.