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M•••• E•••••••• P•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)11 years in industry

M•••• E•••••••• P•••••••

Advisor at T•• A•••••••• G••••

LAS VEGAS, NV | Jefferson City, MO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:64e4b3ff-9199-5972-5e0c-b15298b07500

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:46 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Oct 9, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•• A•••••••• G••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T•• A•••••••• G••••	Bd affiliated wealth	Aug 3, 2026	n/a	yes	Jefferson City, MO\|LAS VEGAS, NV	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Nov 11, 2025	Aug 11, 2026	no	JEFFERSON CITY, MO	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	T•• A•••••••• G••••	Aug 11, 2026	Aug 3, 2026	-8	Firm change	Ibd to ibd
D•••••• C•••••• C•••••••••	L•• F•••••••• L••	Feb 14, 2025	Nov 11, 2025

Team moves

••• Locked

Team	Left	Joined	From	Kind
6413:305585:MO:2026-08-11	Aug 11, 2026	Aug 3, 2026	JEFFERSON CITY, MO	Firm change

Relationships

Registered with (3)

→ T•• A•••••••• G••••Registered adviserregistration: current employment
Aug 3, 2026 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Nov 11, 2025 to Aug 11, 2026factForm ADV
→ D•••••• C•••••• C•••••••••Registered adviserregistration: previous registration
Oct 9, 2019 to Feb 14, 2025factForm ADV

Dated events

Occurred
Aug 11, 2026
Advisor changed firm
M•••• E•••••••• P••••••• left L•• F•••••••• L•• for T•• A•••••••• G•••• (registered 2026-08-03)
Form ADVobserved 7 days ago
Occurred
Feb 14, 2025
Advisor changed firm
M•••• E•••••••• P••••••• left D•••••• C•••••• C••••••••• for L•• F•••••••• L•• (registered 2025-11-11)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:64e4b3ff-9199-5972-5e0c-b15298b07500
First observed: Oct 9, 2019
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.