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RIA / WealthPrivate fundprivate equity fund3(c)(1)dropped

SOAM TARP OPPORTUNITY FUND III, L.P.

advised by MALTESE CAPITAL MANAGEMENT, LLC

Delaware, United States

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:64ec70d4-2eee-68d6-3d3f-4688c705d640

Data as of Nov 26, 2013 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:13 AM UTC and rebuilt at most every 15 minutes.

Relationships: 1
Dated events: 0
On other graphs: 1
Observed: May 20, 2013 to Nov 26, 2013
2 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Soam Tarp Opportunity Fund III, L.P.

Private equity fund · shared adv fund id

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Adviser: MALTESE CAPITAL MANAGEMENT, LLCCRD 138175
Fund type: Private Equity Fund
Latest reported GAV: $4.8Mgross asset value on Schedule D 7.B(1), as of 2013-11-26; never fund size
Peak reported GAV: $4.8M
Beneficial owners: 10
Minimum investment: $500,000
Owned by the adviser: 100%
Owned by funds of funds: 0%
Owned by non-US persons: 0%
Clients solicited: no
Organised in: Delaware, United States
First reported: May 20, 2013
Last reported: Nov 26, 2013fund reporting on the SEC extract ends 2024-12-31
Filings reporting it: 2
Fund id: 805-5844371827

Reported gross asset value by filing

each Schedule D 7.B(1) row as filed; GAV is gross asset value, never fund size

Filed	GAV	Owners	Minimum	Adviser owns	Audited	Name as filed
Nov 26, 2013	$4.8M	10	$500,000	100.0%	yes	SOAM TARP OPPORTUNITY FUND III, L.P.
May 20, 2013	$4.8M	10	$500,000	100.0%	yes	SOAM TARP OPPORTUNITY FUND III, L.P.

Custodians

Schedule D 7.B(1) question 25, as filed

Custodian	Legal name	City	State	Country	Related person	SEC number
MORGAN STANLEY & CO. LLC	MORGAN STANLEY & CO. LLC	NEW YORK	New York	United States	no	8-15869

Relationships

Advises (1)

← MALTESE CAPITAL MANAGEMENT, LLCRegistered adviserPrivate Equity Fund, IA, no longer reported
May 20, 2013 to Nov 26, 2013factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:64ec70d4-2eee-68d6-3d3f-4688c705d640
First observed: May 20, 2013
Last observed: Nov 26, 2013 156 months ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SOAM TARP OPPORTUNITY FUND III, L.P.

advised by MALTESE CAPITAL MANAGEMENT, LLC

Delaware, United States

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:64ec70d4-2eee-68d6-3d3f-4688c705d640

Data as of Nov 26, 2013 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:13 AM UTC and rebuilt at most every 15 minutes.

Filed

GAV

Owners

Minimum

Adviser owns

Audited

Name as filed

Nov 26, 2013

$4.8M

$500,000

100.0%

yes

SOAM TARP OPPORTUNITY FUND III, L.P.

May 20, 2013

$4.8M

$500,000

100.0%

yes

SOAM TARP OPPORTUNITY FUND III, L.P.

Custodian

Legal name

City

State

Country

Related person

SEC number

MORGAN STANLEY & CO. LLC

NEW YORK

New York

United States

8-15869