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Advisor at RAYMOND JAMES & ASSOCIATES, INC.
Austin, TX | San Jose, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Nov 16, 2018 | n/a | yes | San Jose, CA|Austin, TX | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Mar 1, 2017 | Nov 20, 2018 | no | SAN JOSE, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | RAYMOND JAMES & ASSOCIATES, INC. | Nov 20, 2018 | Nov 16, 2018 | -4 | Firm change | Wirehouse to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 19616:705:CA:2018-11-20 | Nov 20, 2018 | Nov 16, 2018 | SAN JOSE, CA | Firm change |