DFX Intelligence

T•••• C••••• N•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner22 years in industry

T•••• C••••• N•••

Advisor at S••••••••• W••••• P•••••••

FRANKLIN, TN | Frisco, TX

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Search this name across graphs

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:18 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: May 25, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••••••• W••••• P•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 25, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••••••• W••••• P•••••••	Independent wealth	Sep 21, 2016	n/a	yes	FRANKLIN, TN\|Frisco, TX	Current employment
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Bd affiliated wealth	Jun 3, 2009	Dec 20, 2016	no	FRISCO, TX\|FRISCO, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	S••••••••• W••••• P•••••••	Dec 20, 2016	Sep 21, 2016	-90	Firm change after gap	Other
M••••• K••••• • C••••••• L••	R•••••• J•••• F•••••••• S••••••• A•••••••• I••	May 4, 2005

Team moves

••• Locked

Team	Left	Joined	From	Kind
149018:283515:TX:2016-12-20	Dec 20, 2016	Sep 21, 2016	FRISCO, TX	Firm change after gap

Relationships

Registered with (3)

→ S••••••••• W••••• P•••••••Registered adviserregistration: current employment
Sep 21, 2016 to presentfactForm ADV
→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: previous registration
Jun 3, 2009 to Dec 20, 2016factForm ADV
→ M••••• K••••• • C••••••• L••Registered adviserregistration: previous registration
May 25, 2004 to May 4, 2005factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: May 25, 2004
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.