DFX Intelligence

B•••••• A•••• G••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

B•••••• A•••• G••••••••

Advisor at L•• F•••••••• L••

NASHVILLE, TN | FRANKLIN, TN

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Search this name across graphsid dfx:ria:65016632-8806-b3fc-3416-326cf2320e80

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: May 26, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: May 25, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Jun 17, 2022	n/a	yes	NASHVILLE, TN\|FRANKLIN, TN	Current employment
F•••• H•••••• A•••••••• I••	Former SEC adviser	Oct 30, 2018	May 4, 2022	no	Nashville, TN\|NASHVILLE, TN\|Nashville, TN\|Brentwood, TN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•••• H•••••• A•••••••• I••	L•• F•••••••• L••	May 4, 2022	Jun 17, 2022	44	Firm change	RIA to RIA
W•••• F•••• A•••••••	F•••• H•••••• A•••••••• I••	Oct 10, 2018	Oct 30, 2018

Relationships

Registered with (4)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Jun 17, 2022 to presentfactForm ADV
→ F•••• H•••••• A•••••••• I••Registered adviserregistration: previous registration
Oct 30, 2018 to May 4, 2022factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Apr 29, 2009 to Oct 10, 2018factForm ADV
→ B••• O• A•••••• I••••••••• S•••••••• I•••Registered adviser

Dated events

Occurred
May 4, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:65016632-8806-b3fc-3416-326cf2320e80
First observed: May 26, 2005
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.