DFX Intelligence

T•••••••• H••••••• Q• L••: private fund on the ria / wealth management graph | DFX Data Factory

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RIA / WealthPrivate fundprivate equity fund3(c)(7)dropped

T•••••••• H••••••• Q• L••

advised by B. RILEY WEALTH ADVISORS, INC.

Delaware, United States

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:650bb17a-f0ba-3d3d-64aa-39510ed67d23

Data as of Oct 27, 2021 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:34 PM UTC and rebuilt at most every 15 minutes.

Relationships: 1
Dated events: 0
On other graphs: 1
Observed: Dec 2, 2016 to Oct 27, 2021
50 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

T•••••••• H••••••• Q• L••

Private equity fund · shared adv fund id

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Adviser: B. RILEY WEALTH ADVISORS, INC.CRD 115927
Fund type: Private Equity Fund
Latest reported GAV: $26,330••• Locked
Peak reported GAV: $1.5M
Beneficial owners: 11
Minimum investment: $77,200
Owned by the adviser: 0%
Owned by funds of funds: 700%
Owned by non-US persons: 700%

Reported gross asset value by filing

••• Locked

Filed	GAV	Owners	Minimum	Adviser owns	Audited	Name as filed

Custodians

Schedule D 7.B(1) question 25, as filed

Custodian	Legal name	City	State	Country	Related person	SEC number
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	SAN FRANCISCO	California	United States	no	8-7221
S•••••••• B•••	S•••••••• B•••	NEW YORK	New York	United States	no	n/a

Relationships

Advises (1)

← B. RILEY WEALTH ADVISORS, INC.Registered adviserPrivate Equity Fund, IA, no longer reported
Dec 2, 2016 to Oct 27, 2021factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:650bb17a-f0ba-3d3d-64aa-39510ed67d23
First observed: Dec 2, 2016
Last observed: Oct 27, 2021 59 months ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

Oct 27, 2021	$26,330	11	$77,200	0.0%	yes	T•••••••• H••••••• Q• L••
Oct 20, 2021	$26,330	11	$77,200	0.0%	yes	T•••••••• H••••••• Q• L••
Sep 3, 2021	$26,330	11	$77,200	0.0%	yes	T•••••••• H••••••• Q• L••
Apr 16, 2021	$26,330	11	$77,200	0.0%	yes	T•••••••• H••••••• Q• L••
Apr 7, 2021	$26,330	11	$77,200	0.0%	yes	T•••••••• H••••••• Q• L••
Mar 27, 2021	$26,330	11	$77,200	0.0%	yes	T•••••••• H••••••• Q• L••
Dec 26, 2020	$26,330	11	$77,200	0.0%	yes	T•••••••• H••••••• Q• L••
Oct 5, 2020	$26,330	11	$77,200	0.0%	yes	T•••••••• H••••••• Q• L••
Jun 23, 2020	$26,330	11	$77,200	0.0%	yes	T•••••••• H••••••• Q• L••
Apr 1, 2020	$26,330	11	$77,200	0.0%	yes	T•••••••• H••••••• Q• L••
Feb 11, 2020	$26,330	11	$77,200	0.0%	yes	T•••••••• H••••••• Q• L••
Jan 27, 2020	$26,330	11	$77,200	0.0%	yes	T•••••••• H••••••• Q• L••
Dec 24, 2019	$26,330	11	$77,200	0.0%	yes	T•••••••• H••••••• Q• L••
Sep 6, 2019	$26,330	11	$77,200	0.0%	yes	T•••••••• H••••••• Q• L••
Apr 30, 2019	$26,330	11	$77,200	0.0%	yes	T•••••••• H••••••• Q• L••
Apr 9, 2019	$26,330	11	$77,200	0.0%	yes	T•••••••• H••••••• Q• L••
Apr 5, 2019	$26,330	11	$77,200	0.0%	yes	T•••••••• H••••••• Q• L••
Mar 13, 2019	$26,330	11	$77,200	0.0%	yes	T•••••••• H••••••• Q• L••
Feb 14, 2019	$26,330	11	$77,200	0.0%	yes	T•••••••• H••••••• Q• L••
Jan 28, 2019	$26,330	11	$77,200	0.0%	yes	T•••••••• H••••••• Q• L••
Dec 27, 2018	$26,330	11	$77,200	0.0%	yes	T•••••••• H••••••• Q• L••
Dec 7, 2018	$32,252	11	$77,200	0.0%	yes	T•••••••• H••••••• Q• L••
Dec 6, 2018	$32,252	11	$77,200	0.0%	yes	T•••••••• H••••••• Q• L••
Aug 15, 2018	$32,252	11	$77,200	0.0%	yes	T•••••••• H••••••• Q• L••
Aug 1, 2018	$32,252	11	$77,200	0.0%	yes	T•••••••• H••••••• Q• L••
Jun 11, 2018	$32,252	11	$77,200	0.0%	yes	T•••••••• H••••••• Q• L••
Jun 1, 2018	$32,252	11	$77,200	0.0%	yes	T•••••••• H••••••• Q• L••
May 7, 2018	$32,252	11	$77,200	0.0%	yes	T•••••••• H••••••• Q• L••
May 2, 2018	$32,252	11	$77,200	0.0%	yes	T•••••••• H••••••• Q• L••
Feb 26, 2018	$32,252	11	$77,200	0.0%	yes	T•••••••• H••••••• Q• L••
Jan 29, 2018	$32,252	11	$77,200	0.0%	yes	T•••••••• H••••••• Q• L••
Jan 26, 2018	$32,252	11	$77,200	0.0%	yes	T•••••••• H••••••• Q• L••
Jan 26, 2018	$32,252	11	$77,200	0.0%	yes	T•••••••• H••••••• Q• L••
Jan 24, 2018	$32,252	11	$77,200	0.0%	yes	T•••••••• H••••••• Q• L••
Dec 19, 2017	$32,252	11	$77,200	0.0%	yes	T•••••••• H••••••• Q• L••
Sep 20, 2017	$1.5M	11	$77,200	0.0%	yes	T•••••••• H••••••• Q• L••
Aug 28, 2017	$1.5M	11	$77,200	0.0%	yes	T•••••••• H••••••• Q• L••
Jul 31, 2017	$1.5M	11	$77,200	0.0%	yes	T•••••••• H••••••• Q• L••
Jun 22, 2017	$1.5M	11	$77,200	0.0%	yes	T•••••••• H••••••• Q• L••
Jun 6, 2017	$1.5M	11	$77,200	0.0%	yes	T•••••••• H••••••• Q• L••
May 30, 2017	$1.5M	11	$77,200	0.0%	yes	T•••••••• H••••••• Q• L••
May 25, 2017	$1.5M	11	$77,200	0.0%	yes	T•••••••• H••••••• Q• L••
May 19, 2017	$1.5M	11	$77,200	0.0%	yes	T•••••••• H••••••• Q• L••
May 2, 2017	$1.5M	11	$77,200	0.0%	yes	T•••••••• H••••••• Q• L••
Apr 25, 2017	$1.5M	11	$77,200	0.0%	yes	T•••••••• H••••••• Q• L••
Mar 30, 2017	$1.5M	11	$77,200	0.0%	yes	T•••••••• H••••••• Q• L••
Feb 24, 2017	$1.5M	11	$77,200	0.0%	yes	T•••••••• H••••••• Q• L••
Feb 2, 2017	$1.5M	11	$77,200	0.0%	yes	T•••••••• H••••••• Q• L••
Jan 10, 2017	$1.5M	11	$77,200	0.0%	yes	T•••••••• H••••••• Q• L••
Dec 2, 2016	$1.5M	11	$77,200	0.0%	yes	T•••••••• H••••••• Q• L••