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RIA / WealthAdvisorChartered Financial Consultant59 years in industry

BERNARD ALOYSIUS NIENBERG

Advisor at ROYAL FUND MANAGEMENT, LLC

LADY LAKE, FL | Glandorf, OH

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Search this name across graphsid dfx:ria:650c12c3-b7f1-d9af-7647-d2f57a2bd30a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:05 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Nov 29, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ROYAL FUND MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 1967earliest registration or exam on IAPD
Years in industry: 59derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Chartered Financial Consultant
Exams: S63
First exam: Jun 14, 1984
First registration: Nov 29, 2007
Dual registered: no
Other names: BERNARD ALOYSIUS NIENBERG|BEN NIENBERG
IAPD individual key: 1258373

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ROYAL FUND MANAGEMENT, LLC	Independent wealth	Dec 3, 2018	n/a	yes	Glandorf, OH\|LADY LAKE, FL	Current employment
OSAIC WEALTH, INC.	Bd affiliated wealth	May 18, 2016	Dec 17, 2018	no	GLANDORF, OH\|Glandorf, OH\|TULSA, OK	Previous registration
FIRST INDEPENDENT ADVISORY SERVICES, INC.	n/a	Dec 9, 2010	Aug 29, 2016	no	GLANDORF, OH\|TULSA, OK	Previous registration
INVESTMENT CENTERS OF AMERICA, INC.	Former SEC adviser	Nov 4, 2009	Oct 15, 2010	no	GLANDORF, OH\|BISMARCK, ND\|GLANDORF, OH	Previous registration
WOODBURY FINANCIAL SERVICES, INC.	Former SEC adviser	Nov 29, 2007	Oct 30, 2009	no	GLANDORF, OH\|GLANDORF, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
OSAIC WEALTH, INC.	ROYAL FUND MANAGEMENT, LLC	Dec 17, 2018	Dec 3, 2018	-14	Firm change	Ibd to RIA
FIRST INDEPENDENT ADVISORY SERVICES, INC.	OSAIC WEALTH, INC.	Aug 29, 2016	May 18, 2016	-103	Firm change after gap	Other
INVESTMENT CENTERS OF AMERICA, INC.	FIRST INDEPENDENT ADVISORY SERVICES, INC.	Oct 15, 2010	Dec 9, 2010	55	Firm change	Other
WOODBURY FINANCIAL SERVICES, INC.	INVESTMENT CENTERS OF AMERICA, INC.	Oct 30, 2009	Nov 4, 2009	5	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
132678:23131:OK:2016-08-18	Aug 29, 2016	May 18, 2016	TULSA, OK	Firm change after gap

Relationships

Registered with (5)

→ ROYAL FUND MANAGEMENT, LLCRegistered adviserregistration: current employment
Dec 3, 2018 to presentfactForm ADV
→ OSAIC WEALTH, INC.Registered adviserregistration: previous registration
May 18, 2016 to Dec 17, 2018factForm ADV
→ FIRST INDEPENDENT ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Dec 9, 2010 to Aug 29, 2016factForm ADV
→ INVESTMENT CENTERS OF AMERICA, INC.Registered adviserregistration: previous registration
Nov 4, 2009 to Oct 15, 2010factForm ADV
→ WOODBURY FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Nov 29, 2007 to Oct 30, 2009factForm ADV

Dated events

No dated event names this entity yet.