DFX Intelligence

F•••••••• M••••••••• A••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

F•••••••• M••••••••• A••••••••• L••

CRD 327502

WINDHAM, NH

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Search this name across graphsid dfx:ria:65118fbb-9e57-1928-d874-e53f9ecd3ada

Data as of Sep 4, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:27 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jul 20, 2023 to Sep 4, 2026
9 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.97 fund_share=0.0 institutional_share=0.03 related_bd= related_bank= bd_reps=0.0
Regulatory AUM: $136M••• Locked
Discretionary RAUM: $135M
Private client RAUM: $132Mderived••• Locked
Private client share: 97%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 1
RAUM per advisor: $136Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
M••• J•••• H•••••••••	n/a	WINDHAM, NH	3	21	1	no

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
H••••••••• M•••• J••••	MANAGING MEMBER AND CCO	E	yes	07/2023	Jul 20, 2023	Jun 21, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
F•••••••• M••••••••• A••••••••• L••	n/a	Former SEC adviser	$82.6M	N	no	n/a
A••• P•••• K•••••	n/a	n/a	n/a	Y	no	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 17, 2026

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$136M	$127M	7.2%	n/a	n/a	3	3	0	1

Relationships

Affiliated with (1)

→ F•••••••• M••••••••• A••••••••• L••Registered adviserother investment adviser
factForm ADV

Registered with (1)

← M••• J•••• H•••••••••Advisorregistration: current employment
Sep 22, 2023 to presentfactForm ADV

Controls (1)

← H••••••••• M•••• J••••OwnerMANAGING MEMBER AND CCO, ownership code E, individual
Jul 20, 2023 to Jun 21, 2024factForm ADV

Dated events

Occurred
Jul 20, 2023
First Form ADV filing
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:65118fbb-9e57-1928-d874-e53f9ecd3ada
First observed: Jul 20, 2023
Last observed: Sep 4, 2026 18 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.