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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

MICHELLE LEE COOPER-MCNALLY

Advisor at CETERA INVESTMENT ADVISERS LLC

Chicago, IL | ORLAND PARK, IL | Oak Brook, IL

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Search this name across graphsid dfx:ria:651aa4f5-b823-54f0-e51a-7bfb02d1b151

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:11 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Sep 25, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CETERA INVESTMENT ADVISERS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 6, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Jan 6, 1999
First registration: Sep 25, 2002
Dual registered: yes, broker-dealer
Other names: MICHELLE LEE COOPER-MCNALLY|MICHELLE LEE COOPER-MCNALLY|MICHELLE LEE COOPER|MICHELLE LEE COOPER MCNALLY|MICHELLE LEE COOPER-MCNALLLY
IAPD individual key: 3157037

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Mar 21, 2024	n/a	yes	ORLAND PARK, IL\|Oak Brook, IL\|Chicago, IL	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	Feb 3, 2017	Jun 22, 2018	no	ORLAND PARK, IL\|Orland Park, IL\|SAN DIEGO, CA\|COAL CITY, IL\|GARDNER, IL\|MINOOKA, IL	Previous registration
OSAIC INSTITUTIONS, INC.	Bd affiliated wealth	Feb 22, 2012	Feb 7, 2017	no	HORTON, MI\|JOLIET, IL\|ORLAND PARK, IL	Previous registration
MUTUAL OF OMAHA INVESTOR SERVICES, INC.	Independent wealth	Dec 23, 2011	Feb 24, 2012	no	MOKENA, IL	Previous registration
WADDELL & REED	Former SEC adviser	Jun 30, 2008	Dec 31, 2009	no	MOKENA, IL	Previous registration
WADDELL & REED	Former SEC adviser	Jul 29, 2004	Dec 31, 2006	no	ORLAND PARK, IL\|MOKENA, IL	Previous registration
BANC ONE SECURITIES CORPORATION	n/a	Sep 25, 2002	Mar 19, 2004	no	LANSING, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	CETERA INVESTMENT ADVISERS LLC	Jun 22, 2018	Mar 21, 2024	2,099	Firm change after gap	RIA to ibd
OSAIC INSTITUTIONS, INC.	LPL FINANCIAL LLC	Feb 7, 2017	Feb 3, 2017	-4	Firm change	Other
MUTUAL OF OMAHA INVESTOR SERVICES, INC.	OSAIC INSTITUTIONS, INC.	Feb 24, 2012	Feb 22, 2012	-2	Firm change	Other
WADDELL & REED	MUTUAL OF OMAHA INVESTOR SERVICES, INC.	Dec 31, 2009	Dec 23, 2011	722	Firm change after gap	Other
BANC ONE SECURITIES CORPORATION	WADDELL & REED	Mar 19, 2004	Jul 29, 2004	132	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
35371:6413:IL:2017-02-07	Feb 7, 2017	Feb 3, 2017	ORLAND PARK, IL	Firm change

Relationships

Registered with (6)

→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: current employment
Mar 21, 2024 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Feb 3, 2017 to Jun 22, 2018factForm ADV
→ OSAIC INSTITUTIONS, INC.Registered adviserregistration: previous registration
Feb 22, 2012 to Feb 7, 2017factForm ADV
→ MUTUAL OF OMAHA INVESTOR SERVICES, INC.Registered adviserregistration: previous registration
Dec 23, 2011 to Feb 24, 2012factForm ADV
→ WADDELL & REEDRegistered adviserregistration: previous registration
Jun 30, 2008 to Dec 31, 2009factForm ADV
→ BANC ONE SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Sep 25, 2002 to Mar 19, 2004factForm ADV

Dated events

No dated event names this entity yet.