DFX Intelligence

R••••• A••••• B•••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)23 years in industry

R••••• A••••• B•••••••

Advisor at I••••• F••••••••

Bellaire, TX | HOUSTON, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:651b3773-8ec0-46d7-196b-f3e5f3e41c23

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 4, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••• F••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 25, 2002earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I••••• F••••••••	Independent wealth	Feb 18, 2016	n/a	yes	HOUSTON, TX\|Bellaire, TX	Current employment
L•••• C•••••• G••••	Former SEC adviser	Apr 9, 2010	Sep 24, 2015	no	SAN DIEGO, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•••• C•••••• G••••	I••••• F••••••••	Sep 24, 2015	Feb 18, 2016	147	Firm change	Other
R•••••• J• L•••• C••••••••• I•••	L•••• C•••••• G••••	Oct 20, 2010	Apr 9, 2010

Relationships

Registered with (4)

→ I••••• F••••••••Registered adviserregistration: current employment
Feb 18, 2016 to presentfactForm ADV
→ L•••• C•••••• G••••Registered adviserregistration: previous registration
Apr 9, 2010 to Sep 24, 2015factForm ADV
→ R•••••• J• L•••• C••••••••• I•••Registered adviserregistration: previous registration
Jun 18, 2008 to Oct 20, 2010factForm ADV
→ W•• A•••••••• L•Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:651b3773-8ec0-46d7-196b-f3e5f3e41c23
First observed: Jan 4, 2005
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.