DFX Intelligence

J••• J••••• W•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)30 years in industry

J••• J••••• W•••••••

Advisor at C• W••••• M••••••••• L••

SCHAUMBURG, IL | Madison, WI

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Search this name across graphsid dfx:ria:651c4df3-1042-2604-0dc7-912d56782628

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:53 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Oct 27, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 21, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C• W••••• M••••••••• L••	Independent wealth	Oct 3, 2011	n/a	yes	SCHAUMBURG, IL\|Madison, WI	Current employment
W•••••• S••••••••• C•••••••••	n/a	Oct 27, 2005	Sep 30, 2011	no	MADISON, WI\|MADISON, WI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••••• S••••••••• C•••••••••	C• W••••• M••••••••• L••	Sep 30, 2011	Oct 3, 2011	3	Firm change	Other

Relationships

Registered with (2)

→ C• W••••• M••••••••• L••Registered adviserregistration: current employment
Oct 3, 2011 to presentfactForm ADV
→ W•••••• S••••••••• C•••••••••Registered adviserregistration: previous registration
Oct 27, 2005 to Sep 30, 2011factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:651c4df3-1042-2604-0dc7-912d56782628
First observed: Oct 27, 2005
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.