DFX Intelligence
Data Factory
Reading the graph
Reading the graph
CRD 304442
NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| LEE EDWARDS LOWICKI | Chartered Financial Analyst | NEW YORK, NY | 4 | 12 | n/a | no |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| ACE EMERGING SPONSORS I, L.P. | Private Equity Fund | $15.0M | Mar 25, 2024 | 9 | Mar 27, 2023 | reported | n/a |
| ACE BUYOUT INVESTMENT LTD | Private Equity Fund | $8.0M | Mar 25, 2024 | 1 | Mar 27, 2020 | reported | n/a |
| A-STAR SX 3 LP | Private Equity Fund | $7.3M | Mar 25, 2024 | 13 | Mar 24, 2022 | reported | 021-1889276 |
| ACE EARLY STAGE PARTNERS III L.P | Private Equity Fund | $6.5M | Mar 25, 2024 | 4 | Mar 24, 2022 | reported | n/a |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| ACE & COMPANY SA | Owner | E | yes | 12/2005 | Oct 31, 2019 | Mar 25, 2024 |
| JOSEPH, JOHN | CHIEF COMPLIANCE OFFICER | Na | yes | 04/2010 | Oct 31, 2019 | Mar 25, 2024 |
| Said, Adam, NMN | Owner | D | yes | 05/2005 | Oct 31, 2019 | Mar 25, 2024 |
| Said, Adam, NMN | Ceo | Na | yes | 04/2010 | Oct 31, 2019 | Mar 25, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| ACE & COMPANY SA | n/a | n/a | n/a | Y | no | n/a |
| ACE AEMS I GP, LLC | n/a | n/a | n/a | Y | yes | n/a |
| ACE US GP LLC | n/a | n/a | n/a | Y | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Apr 1, 2026 | $65.8M | $64.5M | 4 | 4 | 0 | 4 | n/a |
| 2024 | Mar 27, 2025 | $52.0M | $37.5M | 4 | 4 | 0 | 4 | n/a |
| 2023 | Mar 25, 2024 | $36.8M | $28.8M | 4 | 4 | 0 | 4 | $36.8M |
| 2022 | Mar 27, 2023 | $43.4M | $29.4M | 3 | 3 | 0 | 4 | $43.4M |
| 2021 | Mar 24, 2022 | $43.4M | $11.1M | 3 | 3 | 0 | 3 | $43.3M |
| 2020 | Mar 26, 2021 | $32.2M | $0 | 3 | 2 | 0 | 1 | $32.2M |
| 2019 | Mar 27, 2020 | $32.0M | $0 | 3 | 2 | 0 | 1 | $32.0M |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 0 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $65.8M | $52.0M | 26.5% | $43.4M | 14.9% | 4 | 4 | 0 | 0 |